HEAD OF COMPLIANCE CONDUCT jobs in LONDON, United Kingdom

a champion for conduct and compliance across the business Managing teams of all-stars What you'll need 7 years of experience... what they need. If your hand is in the air, we want you on our Dream Team We're looking for an Interim Group Head of Regulatory...

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

THE COMPANY: Our client is an international full-service commercial bank. They are looking for a Head of Compliance... requirements of any new business or new products. Provide compliance, anti-money laundering, financial crime and conduct rules...

Head of Compliance, Westminster City Council, £74,688 to £93,090 Westminster is an amazing place. Home to over... are high profile and vital to maintaining and enhancing the Council's reputation. As our Head of Compliance, working within the...

to see them all. Bring yours to Block. Job Description Square is looking for a Head of Compliance & Money Laundering Reporting... partners, financial institution partners, card networks and regulatory authorities Conduct compliance review and analysis...

to see them all. Bring yours to Block. Job Description Square is looking for a Head of Compliance & Money Laundering Reporting... partners, financial institution partners, card networks and regulatory authorities Conduct compliance review and analysis...

roles As the Head of Compliance (SMF16 and SMF17), you will lead the compliance function and drive regulatory excellence..., and controls aligned with industry best practices. -Conduct risk assessments and oversee compliance monitoring programs. -Stay...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team..., reporting directly to the Head of Compliance & MLRO, based in London. The business has grown significantly over the past year...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...We are looking for a highly motivated and dedicated individual to maintain a robust compliance framework and lead...

forwards key elements of RBC’s compliance with the SMCR. You will also be involved in employee conduct management... within our Compliance department. You will be working within a specialist team, focused on the FCA and PRA’s Senior Managers...

and collation of monthly MI that will form part of the Compliance Risk Reporting to the UK Conduct and Compliance Committee... reporting to forums such as the UK Conduct and Compliance Committee (UK CCC) Manage and execute the non-financial regulatory...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... to take time for yourself and head up to our rooftop terrace and take in the spectacular views across London. Finally...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

Compliance team, reporting to the UK Head of Compliance. Sitting in the second line of defense, you will be responsible... Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...

environment and is passionate about Compliance. This role will report to the UK Head of Compliance and MLRO and will closely... collaborate with local Head of Compliance, Deputy MLRO and with the global Compliance team. \n What would a day @ Nium look...

proficiency Conduct and consumer duty, product governance knowledge The role reports to the Head of Compliance...I am currently recruiting for Compliance Manager role for one of my well established insurance clients in city centre...

To support the UK Head of Compliance develop and deliver the Compliance Plan ensuring all relevant regulatory requirements...-to-face UK Compliance Induction training. Advise internal stakeholders on management of potential conflicts. Conduct...