HEAD OF COMPLIANCE ASSET jobs in United Kingdom #4

to join their team. This is the first pure Compliance hire for the business, reporting directly to the Head of Legal and Compliance. It... for their clients on a long-term basis across both public and private asset classes, offering a truly focused approach to wealth...

commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. As one of the... Chief Auditor and Heads of Audit. Audit Manager will support the Head of Audit and Senior Audit Managers in delivering the...

Compliance Policy & Advice Manager Salary: £55,000 - £60,000 per annum (dependent on experience) Hours: Full time... - 35 hours Contract: Permanent Location: Hybrid Working (Head Office, West Bromwich) The West Brom...

experience for their teams whilst optimising efficiency, meticulously managing every asset, and minimising their impact on the... planet. All supported by our commitment to safety, compliance, and assurance. Our partnering approach empowers our customers...

point for compliance monitoring oversight and support QACM projects on behalf of the Regional Head. The purpose... Stakeholders on Quality Assurance & Compliance Monitoring matters. You take ownership and initiative working closely with our Head...

another Manager reporting into the Head of Risk and Compliance. You will be responsible for delivering the risk and compliance team... Being a key point of contact for the business on all risk and compliance matters and deputising for the Head of Department...

are met and escalate any issues to the local Head of Depositary Services and Senior Manager Depositary Compliance where appropriate... world’s most sophisticated clients using leading technology and exceptional service. The Consultant-Depositary Compliance...

e are working closely with a multi -billion alternative asset manager , looking after global assets in both the private... and public markets This is a unique role in that it reports into both the global head of marketing and communications in London...

post holder will report to the Head of Compliance UK. JOB DESCRIPTION: Work with the business teams to promote... asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep...

post holder will report to the Head of Compliance UK. JOB DESCRIPTION: Work with the business teams to promote... asset managers in the alternatives industry, and more than 5,000 professionals across 23 countries. With a deep...

across investment management and broker-dealer compliance programmes About the Team You will report to the Head Compliance Finance... within our Asset Management & Capital Markets Compliance team. Our international team of 13 is responsible for providing advisory...

with a... January 25, 2024 Ref: 36818 Head of Compliance - Asset Management Are you a seasoned Compliance Professional seeking... client, a leading Asset & Investment Manager are currently seeking a dedicated Compliance Advisory Manager to join their ETF...

are closed out in a timely manner. Monitoring unresolved issues and notify Head of Global Compliance Monitoring & Testing... and Head of EMEA Compliance, as appropriate. Escalation of significant issues and reporting summary findings to Head of Global...

with a... January 25, 2024 Ref: 36818 Head of Compliance - Asset Management Are you a seasoned Compliance Professional seeking...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

strategy and Site Utilities Permit compliance requirements. Accountability for the Asset Management Plan/s for the Utilities... for a Head of Utilities within the Estates and Liabilities leadership team. Head of Utilities delivers through-life capability...

for Fixed Asset function including reporting, processing, compliance with Group approvals and capex spend monitoring Act as key...An exciting opportunity has arisen for a highly skilled Head of Financial Accounting and Reporting. This role offers...

projects happen. Claxton are looking to hire a Head of Operations, based at their facility in Great Yarmouth, the Head... compliance of the Operations team to all relevant policies and processes (including HSE) within the management system (IMS...