FINANCIAL COMPLIANCE OFFICER jobs in LONDON, United Kingdom

of Compliance Advisory experience in financial services/payment services firm, regulatory agency, consultancy, or law firm working.... Reporting to APUK's Chief Compliance Officer, the Compliance Manager is specifically responsible for providing Compliance...

professionals. With a commitment to financial security, their comprehensive plans and transparent approach make them a reliable... choice. THE RESPONSIBILITIES: To build a close working relationship with each of the business units to support Compliance...

REQUIRED: Compliance monitoring experience within financial services. Solid risk assurance/thematic and audit style compliance review... assurance to join them THE RESPONSIBILITIES: Undertake regular compliance monitoring in accordance with the annual...

An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus... on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

of Regulatory Compliance, and part of the Legal, Secretariat and Compliance team, this varied role will cover general compliance... duties for a private multinational group. These include assisting with compliance work across several business units in...

Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct... Authority (FCA) Compliance Officer for our CorSo UK branch. You will also engage in broader Compliance initiatives to broaden...

Join us as a Compliance Officer, with a focus on sanctions and financial crime. Reporting directly to our CCO... years compliance experience Financial Crime and sanctions experience Lloyds market experience Openness...

Primary Details Time Type: Full time Worker Type: Employee Compliance Officer (Data Privacy) London/ Leeds.... We are an international insurer and reinsurer with a local presence in 27 countries. The opportunity We're looking for a Compliance...

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office... A minimum of 5 years of experience in compliance within financial services, preferably for an exchange Demonstrated experience in...

Compliance Monitoring Officer is to ensure that Kensington complies with all relevant legislation, regulations, policies... compliance/regulatory experience in the financial services sector preferably including interpretation of regulation within the...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer...Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the..., with on-going independent and critical assessment of the First Line of Defence’s (FLOD) efforts to manage Compliance risks. The...

​Our Client Rutherford have been mandated on an excellent opportunity for a Compliance Officer to join our Private... specialists in compliance recruitment, and also in financial crime, legal and cyber security, all within the financial...

an experienced Compliance Officer & MLRO to manage the Compliance and Financial Crime teams in the UK and across various... risk assessment and implement a robust framework around financial crime. The ideal candidate will have strong experience...

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible... for establishing internal procedures to prevent money laundering and assist in all matters concerning financial crimes in coordination...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... for identifying, auditing, tracking, and evaluating ESG issues, as well as ensuring compliance with relevant regulations and reporting...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...: AVP/VP Company Overview: At Bank of America, we are guided by a common purpose to help make financial lives...