FCA COMPLIANCE MANAGER jobs in GREATER LONDON, United Kingdom #5

Ensure adherence and operational compliance with FCA's CASS rules to safeguard client assets and money, included the timely...The Senior Manager - CASS Oversight, is responsible for the day to day operational oversight of CASS controls...

to all IT General Controls, FCA/PRA guidelines, Maltese Financial Services Authority (MFSA) guidelines, and the requirement... of defence functions, and other compliance and control functions across the enterprise. Ultimately, this role is focused...

for ensuring compliance with liquidity and capital regulatory requirements globally. The EMEA Treasury team is responsible..., investment management, regulatory ratio management, and overseeing compliance with entity policies and procedures. PayPal...

internal processes and procedures to ensure compliance with FCA regulations and company procedural standards. In conjunction...Location : Croydon, UK Job Advert Quality Assurance Manager The role can be based anywhere in the UK...

Business who are seeking to onboard a Client Manager into their Private Clients Management team. This full-time role involves... to clients. – Develop close working relationships with internal teams, including client services, marketing, and compliance...

developing processes, procedures, working methods and systems. You will also assist in the applications for obtaining an FCA... queries and instructions. You will provide support to any internal and external audits and compliance reviews. Key...

FX sales experience In-depth knowledge of FX markets and treasury products Knowledge of FCA regulations and compliance... to become one of the largest independently owned FX companies in Europe. FCA-regulated and experts in FX, FX options and bespoke structured...

procedures to ensure FCA compliance Carry out regular performance reviews and 1:1 meetings with individual staff members...

of robust regulatory reporting Prepare and submit necessary regulatory reports and returns (FCA & CySec) to ensure accuracy... and compliance with relevant regulatory rules Keep up to date with changes to regulatory rules and to comply with new and emerging...

and existing clients. Ensuring ongoing alignment to and compliance with the four outcomes linked to the FCA Consumer Duty... accordingly Represent the function appropriately to ensure complete adherence to; and understanding of; the risk and compliance...

with a competitive basic salary and benefits. What is expected of the Client Asset Lead? Ensure adherence and operational compliance... with FCA's CASS rules to safeguard client assets and money, included the timely and accurate completion of CASS reconciliations...

wider business and stakeholders Ensuring compliance with all regulatory requirements Delivering training to wider Legal... basis (2 days per week). Founded over 10 years ago, this FCA regulated FinTech is one of the largest platforms for lending...

frameworks. The role holder will have knowledge of the UK Operational Resilience Policy Statements (FCA & PRA) and Digital... or Practitioners Forum. Contribute to the Operational Resilience team’s (OReT) performance, ensuring compliance with the organisations...

framework applicable to Banks and FCA MIFPRU and other regulated entities, including within the EU under the CRR/CRD regulations... capital/liquidity/leverage calculations, ICAAP/ILAAP documentation and gap analysis of regulatory compliance Assist firms in...

framework applicable to Banks and FCA MIFPRU and other regulated entities, including within the EU under the CRR/CRD regulations... capital/liquidity/leverage calculations, ICAAP/ILAAP documentation and gap analysis of regulatory compliance Assist firms in...

adherence and operational compliance with FCA's CASS rules to safeguard client assets and money, included the timely... and accurate completion of CASS reconciliations. PProvide strategic and technical advice on CASS compliance to business...

, while ensuring compliance with legal and operational standards. Conduct quality checks on legal documentation to ensure compliance... transformation projects. Thorough knowledge of FCA regulations and internal governance frameworks. Proficient in facilitation...