FCA COMPLIANCE MANAGER jobs in GREATER LONDON, United Kingdom #4

ledger. Supporting the Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager to complete the monthly... Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager. Assist with wider Finance team initiatives...

Marex

ledger. Supporting the Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager to complete the monthly... Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager. Assist with wider Finance team initiatives...

Marex

opportunity for a ESG & Financial Promotions Manager. As a member of the Advertising Control team, you will ensure... the FCA’s ESG sourcebook and associated financial promotion rules; the CAP and BCAP code; the CMA’s Green Claims code...

HSBC

Associate Lawyer (Manager), Regulatory, Financial Services London EY is seeking an Associate (3yrs PQE+) Regulatory... role is client facing and will report to a Senior Manager or Director within the team. Our Financial Institutions Law...

EY

standard. The Regulatory Engagement team, which sits within the Risk & Compliance function, is central to M&G meeting... and oversight of the business’s engagement with the Financial Conduct Authority (the FCA). working with relevant subsidiaries...

M&G

Manager your appointment must be pre-approved by the FCA and/or PRA before you perform any regulated activity. Under the...The IT Senior Initiative Manager in the banking industry will provide strategic direction and leadership to their team...

Citigroup

skills; Excellent understanding and application of compliance and FCA regulation; Ability to work well as part of a team...Job Description: Strategy Account Manager – Energy Aon are currently recruiting a Strategic Account Manager...

Aon

Framework within the business to enable Canopius to demonstrate compliance with the FCA and other relevant regulatory...The Role Reporting into our Head of Underwriting Governance and Conduct, our Conduct Manager leads the first line...

Canopius

framework and risk culture across the business , ensuring compliance with Munich Re, PRA, FCA and Lloyd's risk management... confidence and freedom to explore, create and build - to enable people and businesses to thrive. Risk Manager As a Risk...

Munich Re

for buying in vehicles. As well as up to date stock pricing. Ensuring full FCA compliance within the Sales Department. Manage... Battersea are looking for an ambitious and talented Sales Manager to lead their team. This is your opportunity to join the...

Volkswagen

first-class results. Read more about us and available career opportunities here: Job Description As Senior Manager... highest standards of compliance, including delivery of good client outcomes. You will be responsible for providing oversight...

Evelyn Partners

-listed, FCA-regulated alternative asset manager creates sustainable value by partnering with ambitious businesses...Job Title: Group Tax Manager / Associate Director Contract Type: Permanent, full-time Location: London, St Pauls...

Intermediate Capital Group

, the Senior Manager, Third Party Risk will have global responsibility for the review the continued appropriateness of key... into outsourcing agreements with our partners. The Senior Manager, Third Party Risk will have responsibility for ensuring the...

Airwallex

to date stock pricing. Ensuring full FCA compliance within the Sales Department. Manage and own our Customer Satisfaction... and talented Sales Manager to lead their team. This is your opportunity to join the fantastic Volkswagen brand which is known...

Lookers

to make smart decisions quickly. As Operations Manager you will be taking responsibility for the Delegated Underwriting... of division. Ensure all underwriting Policies and Procedures align with current FCA regulations and Lloyds requirements. Review...

BCT Resourcing

Our Client is seeking a manager to lead their Corporate Actions team In this role, you will provide effective... from operational events, maintaining strict adherence to departmental risk management controls and market practice. Driving compliance...

Excel Recruitment

Audit Senior Manager – CASS – Financial Services Ideas | People | Trust We’re BDO. An accountancy and business... which are trusted and transparent which can be relied upon by companies and the FCA. You’ll be someone who is comfortable working pro...

BDO