FCA COMPLIANCE MANAGER jobs in GREATER LONDON, United Kingdom #3

FCA interactions, Breaches, Complaints, High Risk Register etc.) Assisting with the maintenance of the Central Compliance... filings under SMCR EXPERIENCE REQUIRED: Experience in a Compliance/Financial Crime function within an FCA regulated...

. Compliance Analyst role within an independent Investment Manager |Generalist Compliance Analyst role reporting to Head...Promote a Compliance culture across the wider business and assist the MLRO and Head of Compliance with Compliance...

of a number of Compliance Manager positions. This job requires a Regulatory Advisor to provide advice and support to the first line of defence... should have experience from an appropriate compliance, regulatory, or legal background and deep working knowledge of the FCA rules contained...

Job Description: OUR IMPACT Our division prevents, detects and mitigates compliance, regulatory and reputational... risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the...

energy, curiosity, and enthusiasm to join the firm's Compliance Testing Group to conduct detailed reviews covering the... to check compliance with regulations and the firm's policies, procedures, and compliance control infrastructure...

and as assigned by the line manager Assisting with the management of the Compliance inbox, to ensure queries are directed to the... manager Maintaining insider log records Contribution to Takeover Panel reporting Assist with business queries on compliance...

working relationship with ESMA and FCA, compliance colleagues, members of other internal control functions and business...About the role: Sustainalytics is currently seeking a Chief Compliance Officer. The Chief Compliance Officer...

of FCA regulatory framework with direct relevant experience. Proven relevant work experience in a generalist Compliance role... manager focused on delivering global investment management excellence and retirement services that investors can rely...

. Assist the Compliance team in managing AXA XL’s regulatory relationships e.g., FCA, PRA, Lloyd’s and overseas regulatory... and notifications. You will report to the Manager, Compliance & Regulatory Affairs Qualifications SHARE your talent We’re...

The Client We are working with an international retail trading firm on their search for a CASS Manager. The firm... with CASS and are kept up to date. Operational adherence to the CASS rules contained within the FCA handbook, update...

completion of audits and compliance with regulatory reporting requirements (e.g., FCA reporting) Assist in the development...Finance Manager London - Hybrid Working Salary £70,000-£80,000 + Bonus + Benefits Company Overview: I am...

team including recruitment / mentoring / planning Ensuring compliance with the FCA There will be a project aspect...Finance Manager Salary: £75,000 - £85,000 per annum | Location: London An excellent opportunity to join a highly...

standard. The Regulatory Engagement team, which sits within the Risk & Compliance function, is central to M&G meeting... of the business’s engagement with the Financial Conduct Authority (the FCA), the Prudential Regulation Authority (PRA...

ledger. Supporting the Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager to complete the monthly... Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager. Assist with wider Finance team initiatives...

ledger. Supporting the Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager to complete the monthly... Head of Tax Compliance, Reporting, Transformation and Corporate Tax Manager. Assist with wider Finance team initiatives...

opportunity for a ESG & Financial Promotions Manager. As a member of the Advertising Control team, you will ensure... the FCA’s ESG sourcebook and associated financial promotion rules; the CAP and BCAP code; the CMA’s Green Claims code...

Associate Lawyer (Manager), Regulatory, Financial Services London EY is seeking an Associate (3yrs PQE+) Regulatory... role is client facing and will report to a Senior Manager or Director within the team. Our Financial Institutions Law...