CONDUCT RISK AND COMPLIANCE jobs in LONDON, United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

As part of the Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses... Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses to manage conduct risk...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

, Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade.... Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory...

business-focused support and solutions to colleagues on a variety of regulatory, compliance and professional conduct issues. It..., economic crime, professional ethics, social media, business travel compliance the development and roll out of global risk...

. Partners with internal control owners and business areas to conduct walkthroughs, audit readiness exercises, assess control... and program level process/documentation. Develops customer facing materials covering topics related to security, compliance...

and collation of monthly MI that will form part of the Compliance Risk Reporting to the UK Conduct and Compliance Committee...Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype... that is aligned to WPP CSO and WPP IT strategies. Establish security, risk & compliance community across the range of S&H agencies...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... take a risk-based approach toward meeting obligations or remediating failures regarding anti-bribery, anti-corruption and related...

legal, procurement, and operations, to ensure contract compliance and risk mitigation Conduct regular contract audits...Job Title: Contract Risk Manager | Contract Risk & Compliance Manager Location: Europe, South Africa or Remote...

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible...: Execute and implement firm-wide AML risk management policy and strategic direction Maintain AML compliance program for the...

The Compliance Anti-Money Laundering (AML) Risk Management Director is a senior management level position responsible... and assist in the implementation of firm-wide AML risk management policy and strategic AML Compliance Risk Management (ACRM...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (Commodities) Location: London...: This role is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance...

Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up... is responsible for assisting the Compliance and Operational Risk team to execute second line of defense compliance and operational...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... take a risk-based approach toward meeting obligations or remediating failures regarding anti-bribery, anti-corruption and related...