CONDUCT REGULATION OFFICER FINANCIAL jobs in LONDON, United Kingdom

Job description We are currently recruiting for a Senior In-House Lawyer - Regulation and Conduct to join our London.... The role also includes some team management responsibilities. The Regulation and Conduct team (the Team) is part...

Job Description: Job Title United Kingdom (UK) Head Private Bank (PB) Anti-Financial Crime (AFC) Money Laundering... Reporting Officer (MLRO) Location London Corporate Title Director Deutsche Bank benefits from having a highly experienced...

name of Chip Financial Ltd and is authorised by the Financial Conduct Authority under the Payment Services Regulation 2017... Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority under registration number 754568...

is authorised by the Financial Conduct Authority for regulated activities. Overall Purpose of Job The role of the Senior... compliance/regulatory experience in the financial services sector preferably including interpretation of regulation within the...

complaints in line regulation. Key Requirements: · Background in financial services, preferable within the insurance sector... and the London market. · Proven experience of Conduct Risk and Complaints handling preferentially within Financial Services...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible...'s ESG initiatives, by building and spearheading strategic projects to deliver financial, social and environmental value...

with FCA CASS regulation Maintain up-to-date knowledge of regulatory changes and developments within the financial services...|Growing Fintech firm A successful Cass Oversight Officer should have: 5+ years of experience in financial services firms...

Company: NERA Description: We have an immediate opening for a Research Officer to join the Transfer Pricing team in... London. NERA Economic Consulting ( ) is a global firm of experts dedicated to applying economic, financial and quantitative...

name of Chip Financial Ltd and is authorised by the Financial Conduct Authority under the Payment Services Regulation 2017... Authority and regulated by the Financial Conduct Authority and Prudential Regulation Authority under registration number 754568...

-based compliance monitoring framework Conduct periodic financial crime Business Wide Risk Assessments (BWRA) Review..., you will be joining Insignis who are making waves within the financial technology sector with their cash management platform...

appointed Non-Executive Director, a Chief Executive Officer and a Chief Finance Officer. In June 2021 Post Office Limited... of the business, its compliance with law and regulation, risk management and internal controls Provide leadership on the...

Partner, Chief Compliance Officer, a Financial Crime Director, a Compliance Director, Data Protection Officer and supporting... rules and regulations imposed either by external regulators or by Ernst & Young Global in relation to the conduct...