COMPLIANCE RISK OVERSIGHT OFFICER jobs in LONDON, United Kingdom

: · Collaborate closely with Conduct Oversight Lead to establish conduct framework for compliance with FCA, PRA, Lloyd's and overseas.... · Provide advice on product risk rating and regulatory compliance, ensure timely assessments of product fair value, and handle...

Join an esteemed London Insurer as a Senior Customer Oversight Officer and play a pivotal role in ensuring adherence... to our company's commitment to maintaining the highest standards of customer oversight and regulatory compliance. Role Purpose...

We are searching for a Cass Oversight Officer to join our growing UK business. Key responsibilities Act as the... liaison to the regulator on matters relating to Client Money and Assets and become the appointed CASS Oversight Officer...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

team consisting of a Risk Management Partner, Chief Compliance Officer, a Financial Crime Director, a Compliance Director... of monitoring and testing protocols to measure compliance with regulatory data protection obligations. Oversight and instruction...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

Eames is currently working with a Lloyd's syndicate to hire a Senior Conduct Risk Officer. This person will support... the Conduct Oversight Team to ensure compliance with the conduct rules as set out by the PRA & FCA Standards of Conduct...

Our new position forms a crucial part of the expanding Risk Management division at 888 William Hill. We seek... a passionate risk enthusiast to spearhead the establishment of a top-tier risk management culture. The goal is to create...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the... oversight of and provide advice and guidance related to the suite of products & services provided by the FX Sales, Trading...

Governance & Compliance Officer We are looking for highly motivated and ambitious Governance & Compliance Officer... to join an established Marine Conservation charity. Position: Governance & Compliance Officer Location: Hybrid/London or Bristol Salary...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... Responsibilities Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely...

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance..., as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight..., as well as independent challenge and oversight, to Starling Bank's first line of defence (1LoD) / business teams. Compliance advice...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight..., as well as independent challenge and oversight, to Starling Bank’s first line of defence (1LoD) / business teams. Compliance advice...

Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight..., as well as independent challenge and oversight, to Starling Bank’s first line of defence (1LoD) / business teams. Compliance advice...

design, implementation and oversight of compliance programmes Monitor regulatory developments for potential impact... to business activities, notably the US Investment Advisers Act of 1940 and UCITS regulations Perform compliance risk assessments...