COMPLIANCE RISK MANAGER HIGH jobs in GREATER LONDON, United Kingdom #5

First Line of Defence. Assist clients/prospects to ensure compliance with HINV’s sanctions and high-risk requirements... compliance with HINV financial crime risk assessment requirements. Assisting with internal ongoing due diligence review...

. Reporting to the Senior Manager, Risk Business Partnering, you will work closely with management to provide oversight...Risk Business Partner Your new role at NewDay The Risk Business Partner and Frameworks team within the second line...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

high quality, informative and accurate Management Information regarding the status of the Compliance Monitoring Programme... manager. Experience in implementing processes, controls, governance, and/or compliance activities for regulatory changes, new...

-growing company. Reports to the UK Compliance Manager and is part of the UK Compliance team. How We Work: As a Compliance..., ongoing client due diligence and account management, with an understanding of complex account structures and high risk...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

base of High-Net Worth individuals. Currently looking for someone to lead their compliance function sitting as Director... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

base of High-Net Worth individuals. Currently looking for someone to lead their compliance function sitting as Director... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

their line manager, Head of Compliance and broader function in alignment with the Compliance Monitoring Specification... compliance Evolve, adapt and design required testing sheets under the direction of their manager Perform continuous gap...

Permitting and Compliance team as an Associate. A range of offices across the UK would be considered for the right candidate... opportunity to join our Environmental Permitting and Compliance team which provides commercially focused advice to a diverse...

’s trading activities in Fixed Income, Commodities, and FX. Delivery of high quality and timely compliance advice to the Cross... to deliver regular reports to the Compliance Manager and other Senior Management Designing and implementing policies...

requirements while maintaining high standards of internal policies. Responsibilities: Conduct risk assessments with the Group... Compliance Manager. Act as the primary contact and liaison between department heads and senior management on all compliance...

and timely deliveries Support the Trade Compliance Manager on digital transformation of Trade Compliance tools, ensuring DOU... An exceptional opportunity has arisen for an experienced Senior Risk Manager to join an award winning construction consultancy...

for someone from an FS Ops background who is looking to make the move into Compliance. Reporting into a Compliance Manager, your position... Manager with bespoke compliance training to staff, focusing on key aspects of the business and current regulatory issues...

is to assist the the Compliance Monitoring Manager in designing, implementing and delivering the Kensington Compliance Monitoring... action is taken to accommodate effective management of risk and amendments to the Kensington Compliance Plan. To develop...

: London Reporting To: Compliance Manager Description Langham Hall was formed to provide professional services... and proposed business activities as subject matter expert on issues of Regulatory Compliance & Risk; Establish, update and advise...

complex conflicts issues to the Risk and Compliance Manager for resolution. Support training sessions for the team including... although not essential. Bright personality and interested in risk and compliance. Would suit someone who enjoys a fast-paced environment...