COMPLIANCE RISK MANAGER HIGH jobs in GREATER LONDON, United Kingdom #6

First Line of Defence. Assist clients/prospects to ensure compliance with HINV’s sanctions and high-risk requirements... compliance with HINV financial crime risk assessment requirements. Assisting with internal ongoing due diligence review...

. Reporting to the Senior Manager, Risk Business Partnering, you will work closely with management to provide oversight...Risk Business Partner Your new role at NewDay The Risk Business Partner and Frameworks team within the second line...

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FCA interactions, Breaches, Complaints, High Risk Register etc.) Assisting with the maintenance of the Central Compliance... from ongoing screening (PEPs/Sanctions/High Risk Flags etc). Assist with on-going CDD monitoring of existing relationships...

engaging through verbal and written communications. Ability to produce high quality risk assessments and reports. Supporting... with the Bank's Risk Management framework (including sub-frameworks) and relevant risk and compliance policies and procedures...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... Risk, Core Compliance and Wealth Management. What you’ll do Undertaking on-going desk-based monitoring of trading...

awareness of all relevant compliance matters and escalate any important or high risk compliance issues. WHAT YOU'LL BRING..., and risk assessments for new products and services, and work closely with Regulatory Compliance and Legal personnel to obtain...

complex conflicts issues to the Risk and Compliance Manager for resolution. Support training sessions for the team including... although not essential. Bright personality and interested in risk and compliance. Would suit someone who enjoys a fast-paced environment...

requirements and expectations, the role will play a key part in providing and coordinating the Compliance and Risk review... meetings, with support from Group Regulatory Compliance and Group Risk as required. Climate Capital activities are expected...

requirements and expectations, the role will play a key part in providing and coordinating the Compliance and Risk review... meetings, with support from Group Regulatory Compliance and Group Risk as required. Climate Capital activities are expected...

requirements while maintaining high standards of internal policies. Responsibilities: Conduct risk assessments with the Group... Compliance Manager. Act as the primary contact and liaison between department heads and senior management on all compliance...

base of High-Net Worth individuals. Currently looking for someone to lead their compliance function sitting as Director... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

base of High-Net Worth individuals. Currently looking for someone to lead their compliance function sitting as Director... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

Permitting and Compliance team as an Associate. A range of offices across the UK would be considered for the right candidate... opportunity to join our Environmental Permitting and Compliance team which provides commercially focused advice to a diverse...

’s trading activities in Fixed Income, Commodities, and FX. Delivery of high quality and timely compliance advice to the Cross... to deliver regular reports to the Compliance Manager and other Senior Management Designing and implementing policies...

for someone from an FS Ops background who is looking to make the move into Compliance. Reporting into a Compliance Manager, your position... Manager with bespoke compliance training to staff, focusing on key aspects of the business and current regulatory issues...

environments and developing recommendations on adapting existing risk and compliance programs accordingly. Acting as a subject... and compliance. Leading and managing the Risk & Compliance team. Establishing and maintaining robust compliance programs, including...