COMPLIANCE OFFICER jobs in LONDON, United Kingdom #3

​Our Client Our client, a UK-based exchange, is currently seeking a Compliance Officer to join its London office.... Reporting into the Head of Compliance, the successful candidate will be joining the firm's compliance team, which oversees...

Compensation: Excellent Salary and Benefits Offered (Depending on Experience) Are you a seasoned Compliance Officer with a robust... Officer on an initial 6-month FTC. This is an exciting opportunity to manage the day-to-day Compliance function and lead...

Compliance team, supporting a broad range of Advisory Compliance activities across the various business units and functional... of contact to the Private Side businesses as well as working closely with the Regulatory Developments and Implementation Officer...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer...Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

Compliance Officer My client is currently recruiting for a compliance offer based in Plymouth. You will have good IT...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the..., with on-going independent and critical assessment of the First Line of Defence’s (FLOD) efforts to manage Compliance risks. The...

Kong and Singapore, which consists of a Business Acceptance Manager, a Senior Compliance Officer and three Compliance... Acceptance team consists of the Head of Business Acceptance, an AML and Sanctions Manager, three Senior Compliance Officers...

. We are currently seeking a skilled and experienced Risk & Compliance Officer to join our Business Operations team. As a Risk... & Compliance Officer at UBDS Group, you will be responsible for managing and maintaining the company's quality management system...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... of agreed plans to ensure the achievement of the Compliance department’s objectives. Monitor regulatory developments...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... for identifying, auditing, tracking, and evaluating ESG issues, as well as ensuring compliance with relevant regulations and reporting...

We are currently working with a boutique law firm based in the West End who are looking for a Senior Compliance Officer... will have a minimum of a 2.1 or equivalent at degree level. It is essential you have a minimum of 1-2 years’ experience as a compliance officer...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key Responsibilities...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance... obligations and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer...