COMPLIANCE OFFICER CONSUMER DUTY jobs in LONDON, United Kingdom

Job Description Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services... has become available for a Compliance Officer with a bias towards Consumer Duty to join the team. As the Consumer Duty Specialist in the business...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... regulatory developments, (e.g. Consumer Duty, Retail Investment Strategy) Able to work independently and have sufficient...

, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable... looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance...

compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers... looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD (first line... requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers, complaints...

working as a Compliance Officer in a regulatory compliance function A minimum of 2 years experience as an SMF16 in a consumer... by, or in the name of, the business Ensure Consumer Duty regulations are understood and implemented Undertaking and advising...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer.... Be a champion for positive customer outcomes and provide a demonstrable understanding of the FCA Consumer Duty assessment...

of an experienced Compliance Officer for their London office on a hybrid working arrangement. Consumer Duty experience... collated and managed The ideal person will come from a within FCA general insurance/broking/insurer compliance background...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team... and summarise risk from multiple sources In-depth knowledge of the FCA Rulebook, including sound knowledge of Consumer Duty...

of the Consumer Duty throughout the product/customer lifecycle. The Compliance Team sits within the Risk & Compliance... department, led by the Chief Risk Officer (SMF4). The Compliance Team provide: · oversight of the Bank’s compliance...

compliance and to enforce the policies locally. The Operational Resilience Officer plays a pivotal role in AXA IM's Security... to critical information consumers (consumer duty, assessment of value) Review the answers to the security questionnaires and due...

compliance and to enforce the policies locally. The Operational Resilience Officer plays a pivotal role in AXA IM's Security... to critical information consumers (consumer duty, assessment of value) Review the answers to the security questionnaires and due...

other in the office with their work. A good knowledge of compliance and Consumer Duty. Able to work in our office in central... will include: Writing new business. Assisting the compliance officer, reports for review meetings and Communicating with clients...

, overdraft services. As a Senior Officer - Product Development RMB Services, you will be responsible for the management... and international trade settlement. Key responsibilities Internal control, compliance and system management of account and deposit...