COMPLIANCE INVESTMENT MANAGEMENT jobs in LONDON, United Kingdom

. For everyone, everywhere. More about our mission . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support... and CASS. Handle escalations from first line teams in relation to the investment product and prudential management. Assess...

. For everyone, everywhere. More about . Job Description We’re looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... escalations from first line teams in relation to the investment product and prudential management. Assess upcoming changes...

. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... escalations from first line teams in relation to the investment product and prudential management. Assess upcoming changes...

job to your shortlist You need to or to save a job. Job Details Our client is a private investment office, one that invests... management. The Founders have successfully built similar businesses before; this an early growth business...

· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset... by the funds managed by the UK investment firm. · Ensure risk management compliance in accordance with applicable law, in...

, procedures and guidelines. · Implement and manage the UK Investment Firm's compliance and risk management policies... of business as well as providing guidance on compliance matters. · Undertake compliance risk and risk management assessments...

InterQuest are currently supporting a leading specialist consultancy in finding a talented compliance consultant.... Conducting compliance monitoring reviews, providing comprehensive feedback to the business. The right candidate...

is currently searching for a highly motivated, detail-oriented team player to join as an Associate Vice President in the Investment... Operations – Pipeline Management Team. This individual will be responsible for all aspects of deal pipeline management, CRM...

… April 25, 2024 Ref: 37604 Senior Treasury Dealer - FX/MM, Investment Management London, 5 days in the office Introduction...The Treasury team is essential in protecting cash reserves and maintaining liquidity for investment activities...

. The role We are currently recruiting for a Legal Counsel to support our Investment Management and Development businesses... strategy and to ensure that relevant issues are elevated to the appropriate level within the Investment Management...

highest standards and exceptional attention to detail Relevant experience in an investment management client centric role... Management delivers industry-leading investment management and private banking solutions. Asset Management provides individuals...

Our client a Leading Global Investment Management firm is seeking a Funds Legal Counsel to join an existing team The... distribution, and investment management agreements. Key Responsibilities Review and update fund documents and materials in...

Asset Management is a trillion dollar investment management firm entrusted by investors around the globe to help them... (i.e. CFA and/or CIPM designation). At least 7-10 years of work experience in the investment management industry...

of working in an Internal Audit, Quality Assurance, Risk Management or Compliance role; Prior experience within Investment... Managers, Investment & Pension Funds and Private Equity businesses. Most of our UK Financial Services Internal Audit Management...

, including fund formation, fund administration, portfolio investment, and compliance. This role is a gateway to a world of high...-profile advisory work, where the associate will counsel private investment firms on multifaceted funds matters. These matters...

. We have a great opportunity for a compliance advisory professional to join a small, but impactful, Asset Management Compliance team... and their respective dealing teams. You’ll offer compliance advice, challenge and support to the Asset Management business...

experience in a compliance monitoring role with a specific focus on Asset Management, ideally across investment vehicle types...) and guidelines relevant to Asset Management firms · In-depth knowledge of Investment Compliance and guidelines · Previous...