COMPLIANCE INVESTMENT MANAGEMENT jobs in United Kingdom #7

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head... or investment management environment Strong interpersonal and relationship building skills including the ability to interact...

Job Description We're currently looking to recruit a Compliance Policy Manager to join the team. The Compliance... Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory...

Specialist who will be reporting into the Head of Equities and Trading Compliance and will be part of the Asset Management... Compliance team that covers Investment, Product, Client Group, Marketing and Regulatory initiatives. The individual...

but not limited to: Planned/capital investment works High value responsive/void repairs Building health and safety compliance...Surveyor (Compliance & Asset Team) Based: Home based, with regular travel to sites across the East Midlands...

manager focused on delivering global investment management excellence and retirement services that investors can rely... Working knowledge of compliance within the investment industry Preferred: Familiarity with the regulatory and legal...

, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department.... Mission To provide investment solutions and advice to protect and grow client wealth through time. Our Core Values...

or Governance forums. ● Line management and day to day management of 1 Compliance Monitoring Senior Analyst. ● Analysis... solving skills. ● Confident in communicating compliance matters to a range of audiences ● Strong stakeholder management...

, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department..., and we’re known as one of the most innovative fintechs headquartered in the heart of London. Mission To provide investment...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks..., investment banks and technology firms. We began as a compliance recruitment firm in London and expanded to offer new resourcing...

My Investment Management client is looking for a Senior Compliance Manager to provide advice and guidance to the..., and other compliance-related governance documents SKILLS Regulatory compliance experience from an investment management firm...

MERJE are working with a well established Investment manager in their search for a Head of Compliance. The Head... or investment management environment Strong interpersonal and relationship building skills including the ability to interact...

range of clients in support of permit applications, compliance audits and management plans across the UK and Europe. The role... the subject areas of environmental permitting and compliance. Project management and delivery of multiple projects...

to strengthen oversight of its regulated investment firms. The Role The Compliance Manager role will support the Compliance... Director – Investment Firms and will play a vital role in ensuring the ongoing compliance of our MiFID investment firms...

communication techniques in the marketing lifecycle. Reporting to senior management (Compliance and business line... asset management business of Prudential Financial, Inc. (NYSE: PRU), a leading global investment manager with nearly...

, and operations, if needed. Skills you should HODL: Compliance experience in a previous position at a regulated MiFiD investment.... Knowledge of the financial promotions regime and COBS4. Practical knowledge of compliance risk management techniques...

, we are well positioned for both organic and acquisitive growth, and significant investment projects are in progress to enhance... our infrastructure and central support for the Group. The opportunity: The Property Compliance Manager role is a new role...

compliance advice to LGC’s alternative asset origination and management business, Developing, testing, implementing..., and reviewing new conduct risk and compliance frameworks that can fit LGC’s varied investment portfolio, Interpreting and applying...