COMPLIANCE INVESTMENT MANAGEMENT jobs in United Kingdom #10

of contact for compliance related queries, addressing any questions or concerns Provide regular updates and reports to management on the status... for a Compliance File Checker to join their busy compliance department team. This is an exciting opportunity...

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of regulatory changes on company operations and provide strategic advice to senior management. Conduct regular compliance risk.... Provide regular updates and reports to senior management and the Board of Directors on compliance-related matters...

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Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

where business transacted. Provide compliance management information to senior management to ensure best practice is adhered... a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the...

people and flexible capital to help companies solve problems. Our $1 trillion in assets under management include investment... to provide broad support for the compliance program for Blackstone’s Life Sciences business, team members, and investment...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

products to the required standard. As part of our food technical management team and as our Compliance Manager, you will work...Job Title: Compliance Manager Location: Wakefield Contract: Permanent Part-Time Days: 2-3 days a week, flexible...

is to provide advice and guidance to a portfolio of Appointed Representatives (“ARs”), and to provide leadership and management... promotions and compliance reviews. Developing deep relationships with the portfolio of clients and meeting their needs...

in investment management. Ideally held CF10 / CF11 controlled function but not essential. • Compliance monitoring... range of compliance advice and management dealing with senior execs on a daily basis. The team care passionately...

or Compliance experience within the private markets or alternative investment space Familiarity with FCA requirements and relevant... funds/ investment management would be advantageous Highly numerate and excellent attention to detail...

investment strategies Effective communication and relationship management skills Good command of MS Office tools A College... securities industry or at an investment management firm that offers the full fund administration suite of services Previous...