COMPLIANCE CONDUCT OF BUSINESS jobs in United Kingdom #4

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

with conduct risk related requirements. Key Tasks: Respond to a variety compliance related of queries from managed clients... regulatory knowledge in an insurance business. Conduct risk experience. Strong academic background. ACII qualified or working...

the EMS globally, supporting the wider business on client audits and other reporting frameworks to ensure compliance... Manager to ensure compliance. Aligning the EMS globally too support the firms wider ESG Strategy. Conduct internal H...

’ compliance /quality assurance and or risk management experience, within an FCA regulated business Good understanding of general...Compliance Officer Financial Services Hull East Riding £29,000 – £31,500 per annum plus bonus Permanent office...

successful delivery of the compliance monitoring plan and advancements to our risk management framework. Duties Conduct file checks...Compliance Officer Financial Services Malton, North Yorkshire £29,000 – £31,500 per annum plus bonus Commutable...

Compliance Officer/MLRO (SMF 16/17) Conduct compliance monitoring reviews spanning various areas such as trading, personal...Our client is offering a remarkable opportunity within a global asset management firm. The Group Head of Compliance...

and security proposition. Be responsible more managing a team of risk and compliance analysts to support business functions in... be doing: Work closely with and assist OA department head in developing a risk and compliance strategy for the S&H archetype...

Compliance Senior Manager | Santander Asset Management Country: United Kingdom Interested in part-time, job-share... or flexible working? We want to talk to you! Join our community. As a Compliance Senior Manager within the wider Risk...

to execution, help team to resolve compliance issues and timely and robust manner. Conduct review of External Audit CAPA... Balanced technical understanding of products and processes combined with business and compliance acumen Excellent...

departments, ensuring that all policies and procedures are updated accordingly. Conduct compliance training sessions... regulated financial advice business. Thorough understanding of FCA regulatory frameworks and compliance requirements....

successful delivery of the compliance monitoring plan and advancements to our risk management framework. Duties Conduct file checks...Compliance Officer Financial Services Malton, North Yorkshire £29,000 – £31,500 per annum plus bonus Commutable...

relationship with the individual, the needs of the business and legislative requirements. Ensure the highest levels of compliance... of our business - whether on the road, competing on the track or in styling and dynamics. We are aiming to establish the benchmark in...

. Responsibilities: Provide Expert Compliance Guidance: Offer insightful advice and guidance to the broader business on the... stakeholders. Deliver Proactive Compliance Assurance: Conduct proactive assessments of controls, identify areas for improvement...

& Compliance Lawyer looking to join a national law firm in their Cardiff office. In this role, you'll spearhead risk management... and compliance efforts, serving as a pivotal liaison for all staff members and overseeing legal and administrative functions...

& Compliance Lawyer looking to join a national law firm in their Bristol office. In this role, you'll spearhead risk management... and compliance efforts, serving as a pivotal liaison for all staff members and overseeing legal and administrative functions...

a favourable salary of up to 75K and benefits. As a Senior Compliance Advisory Manager, you will guide and support the business... few weeks in this Senior compliance role, you can expect to: Maintain a regulatory development log and provide business impact...

’ compliance /quality assurance and or risk management experience, within an FCA regulated business Good understanding of general...Compliance Officer Financial Services Hull East Riding £29,000 – £31,500 per annum plus bonus Permanent office...