COMPLIANCE CONDUCT OF BUSINESS jobs in United Kingdom #3

compliance advice to LGC’s alternative asset origination and management business, Developing, testing, implementing..., and reviewing new conduct risk and compliance frameworks that can fit LGC’s varied investment portfolio, Interpreting and applying...

Legal & General

Identify and flow down applicable compliance requirements to the business, Provide assurance of functional audit... compliance to business management system processes, Generate business management system performance metrics output reports...

Proactive Technical Recruitment

of the SRA Code of Conduct and general compliance issues in a law firm. A good understanding of (or ability to understand...Legal Compliance Manager Company overview Debenhams Ottaway is a progressive law firm with a long history...

Clayton Recruitment

compliance advice to LGC's alternative asset origination and management business, Developing, testing, implementing..., and reviewing new conduct risk and compliance frameworks that can fit LGC's varied investment portfolio, Interpreting and applying...

Legal & General

but not subject to: Reporting Advisory Business Partnering Conduct risk / Consumer duty Regulatory change Data protection FCA...I am currently recruiting for a Compliance Advice Manager for a well established financial services provider in...

Oliver James Associates

and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations... areas to increase compliance awareness. Communicates detailed requirements to line of business, validate solution approach...

FIS

: Serves as a Compliance Analyst for Independent Compliance Risk Management (ICRM) responsible for assisting with internal... solutions that meet function/business/product and customer needs in a manner consistent with the Citi program framework. Primary...

Citigroup

Independent Choice for ‘Installer of the year 2023’. The business was founded in 2008 and has since installed energy saving... measures on over 140,000 homes reducing energy bills for domestic customers. They are currently seeking x2 Compliance...

England Associates

. What you will do: Support the growth of the business by providing quality advice to the business on all Regulatory and Conduct Risk related... Function based on open communication and collaboration Provide compliance support to enable the business to ensure...

Metro Bank

of expertise and are posed with all potential and skills necessary to help us meet future business challenges. APR20249494... Position not right for you? Share it with someone you know. Skills Coach Regulatory Compliance Officer...

Babington

of quality, safety and regulatory compliance. Why this Lab Tech role? Real "family feel" around the business... business sound? Sounds great right! If you are a Lab Tech looking for a new challenge then please, look no further...

The One Group

and collation of monthly MI that will form part of the Compliance Risk Reporting to the UK Conduct and Compliance Committee... reporting to forums such as the UK Conduct and Compliance Committee (UK CCC) Manage and execute the non-financial regulatory...

State Street

a compliance function, ideally within an FCA regulated business. As a Compliance Officer you will: Conduct file checks... successful delivery of compliance monitoring and risk management within the business. You should have previous experience of working in...

Castle Employment

Navigation & Compliance portfolio related to vessel voyage operations, including both onboard and onshore software and contribute... Analyze market requirements and business opportunities in target markets Build business plans for products and major...

Lloyd's Register

our compliance framework in alignment with industry standards and regulations. This role is pivotal in ensuring that our business... agenda Manage a team that helps support the business deliver on its priorities and manage escalation of compliance enquiries...

PIB Group

our compliance framework in alignment with industry standards and regulations. This role is pivotal in ensuring that our business... agenda Manage a team that helps support the business deliver on its priorities and manage escalation of compliance enquiries...

PIB Group

Navigation & Compliance portfolio related to vessel voyage operations, including both onboard and onshore software and contribute... Analyze market requirements and business opportunities in target markets Build business plans for products and major...

Lloyd's Register