COMPLIANCE CONDUCT OF BUSINESS jobs in LONDON, United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... with compliance with conduct rules and requirements relating to investment firms. This role will give you the opportunity to: Play...

. Coverage of conduct and compliance risks, Previous experience in at least one of the Core Compliance areas – Advisory..., Compliance Risk Assessment, Personal Account Dealing, Conduct, Conflict of Interest, Whistleblowing, Communication and Trade...

business-focused support and solutions to colleagues on a variety of regulatory, compliance and professional conduct issues. It..., economic crime, professional ethics, social media, business travel compliance the development and roll out of global risk...

As part of the Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses... Compliance division of Macquarie's Risk Management Group, the Conduct Risk team supports our businesses to manage conduct risk...

for compliance with Financial Conduct Authority and Exchange rules. Alongside these core activities, you will also collaborate...Are you a seasoned Compliance professional with a deep understanding of commodities trading regulations? Do you thrive...

is to inspire ethical decisions. Compliance is a trusted Professional Partner, supporting WTW’s sustainable business growth... segment mainly conducts regulated business. The Role Principal Accountabilities Reporting to a Senior Compliance...

requirements of any new business or new products. Provide compliance, anti-money laundering, financial crime and conduct rules... for suspicious activity, and conduct relevant enquiries where necessary. EXPERIENCE REQUIRED: Senior level Compliance and AML...

. Partners with internal control owners and business areas to conduct walkthroughs, audit readiness exercises, assess control..., ISO certification and other third-party audit and certifications. Coordinates with business areas and internal control...

, and accelerate new business opportunities. Our mission is to increase the GDP of the internet, and we have a staggering amount... of their careers. Stripe is looking for an experienced HR Compliance Partner to drive that effort across our People organization...

employer community. This role would be best suited to a proactive, commercially aware individual with a passion for compliance... a dynamic environment since their founding. Job Responsibilities: Developing and implementing compliance strategies...

Part-Time Compliance Officer - Southwark, London Position: Part-Time Compliance Officer 12 month contract... as a Part-Time Compliance Officer. This is an excellent opportunity to ensure that our client complies with regulatory and legal...

compliance activities in support of the Swiss Re Corporate Solutions (CorSo) business in EMEA with a specific focus on the United... Kingdom, to ensure compliance with the applicable rules and regulations. This role will be the required Financial Conduct...

main point of contact for compliance, regulatory, and conduct queries within the business Prepare and present reports...MERJE is collaborating with a prestigious UK bank to find a Senior Manager of Regulatory and Compliance Oversight...

compliance advice to LGC’s alternative asset origination and management business, Developing, testing, implementing..., and reviewing new conduct risk and compliance frameworks that can fit LGC’s varied investment portfolio, Interpreting and applying...

compliance advice to LGC's alternative asset origination and management business, Developing, testing, implementing..., and reviewing new conduct risk and compliance frameworks that can fit LGC's varied investment portfolio, Interpreting and applying...

and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations... areas to increase compliance awareness. Communicates detailed requirements to line of business, validate solution approach...

. What you will do: Support the growth of the business by providing quality advice to the business on all Regulatory and Conduct Risk related... Function based on open communication and collaboration Provide compliance support to enable the business to ensure...