COMPLIANCE AND AUDIT OFFICER jobs in United Kingdom #3

and draft responses to such exchange regulatory enquiries, including audit programmes. Performing the Compliance review.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

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compliance monitoring and testing or audit experience Investment Manager 12 Month Contract...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...

: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various... and assistance. Maintaining a risk-based monitoring plan for agreement with mgt. and the Audit & Compliance Committee. Reviewing...

Job Description: IT Internal Audit Senior Analyst FTC Flexible Location London (EC2R 7HJ) or Salford Quays - M50... happen Working in our Group Internal Audit function you’ll play a key part in helping our customer facing colleagues...

: Support the Audit and Quality team in ensuring compliance with internal procedures, regulatory requirements and external... Qualification and Assessment Services division led by Pearson's responsible officer, who reports directly to the Managing Director...

Job Description: IT Internal Audit Senior Analyst Flexible Location London (EC2R 7HJ) or Salford Quays - M50 3SP... our Group Internal Audit function you’ll play a key part in helping our customer facing colleagues deliver exceptional standards...

To assist and support the Head of Risk and Compliance who reports to the Chief Operating Officer, to ensure that the... firm and individuals within the firm practice and promote the highest standards of legal and regulatory compliance...

principle function of this role, is to support the Compliance Audit - Assurance function, in the execution of the divisions risk... as well as internal reviews. The role largely, but not exclusively, involves office-based compliance audit support and administration in...

Compliance Engineer Whitelee Windfarm, Fenwick. KA3 6EX Salary from £50,000 with 15% Annual Bonus and Single Person..., you will enact the role of department lead in relation to operational compliance, with a specific focus on Health, Safety...

about emerging compliance trends and best practices Create and comment on compliance MI that feeds into the Compliance Officer... Compliance Oversight Officer. Ability to create and deliver specific compliance training on a face to face basis for employees...

evaluation and examination of the adequacy of internal controls Responsibilities: Act as a compliance officer for the UK... privacy and financial services regulations. Previous experience within a compliance officer or risk manager position...

Job Description Data Compliance Specialist Permanent Remote - United Kingdom £50,000 - £54,000 per annum I am... Compliance Specialist. This is a fully home based role with very occasional travel (circa once a quarter) for team meetings...

Recording, New Case Manager, MI/KPI Tools, Shared Drives for Audit and control documents. Candidates will ideally have a basic... understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the...

Here at Capita we have a very exciting opportunity to join our schools payroll and compliance team as a Payroll... and compliance Manager. In this home-based role you will be responsible for the line management of 4 people and the day to day...

for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role can be performed...Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer... across a range of developing KPIs, including PPUK Operational Control & Risk Committee, Audit Risk & Compliance Committee...