COMPLIANCE AND AUDIT OFFICER jobs in LONDON, United Kingdom

of findings and trends for management review Assist with other compliance and audit activities as required Review activities...Job Description A critical role in the UK Governance & Process Assurance team (Human Health Compliance) that ensures...

Job Description: Compliance Officer £27,000 per annum Wimbledon Head Office Base Monday to Friday, 9am to 5pm... quarterly audits on files, complete audit schedule reports and advise managers of issues of non-compliance. Ensure accuracy...

Compliance Officer £27,000 per annum Wimbledon Head Office Base Monday to Friday, 9am to 5pm ( full time, in... Ensure compliance of new recruits: identity verification, right to work in the UK, references, training and DBS clearance...

re you an experienced Quality and Compliance Officer who is looking to work with a growing company that would allow... and issuing of audits reports and maintaining audit findings logs Organising and contributing to the Quality and Compliance forum...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Who we are looking for We are looking for a Global Markets Compliance Officer who will primarily focus to support the... preferred 5-10 years’ experience in compliance, legal or internal audit within an international bank Compliance...

a highly skilled individual to join our team as a ESG Compliance and Reporting Officer. This role will be responsible... Finance, Legal, Compliance, Procurement, Facilities, Internal Audit and ESG Advisory teams. The expected salary...

Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title... is responsible for assisting the Compliance and Operational Risk team to execute compliance and operational risk oversight...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Job Description: About the Role: Grade Level (for internal use): 12 About Us: S&P Global is seeking a Compliance... Director to join our Compliance Team for the S&P Global Dow Jones Indices (SPDJI) division. As a Compliance Director, you'll...

and draft responses to such exchange regulatory enquiries, including audit programmes. Performing the Compliance review.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

and draft responses to such exchange regulatory enquiries, including audit programmes. Performing the Compliance review.... For more information visit Role Summary Support the Head Capital Markets Compliance in ensuring the Marex Group adheres to and operates...

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compliance monitoring and testing or audit experience Investment Manager 12 Month Contract...Our team is seeking a Senior Analyst to join the Global Compliance Monitoring & Testing team to execute the compliance...

: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various... and assistance. Maintaining a risk-based monitoring plan for agreement with mgt. and the Audit & Compliance Committee. Reviewing...

Job Description: IT Internal Audit Senior Analyst FTC Flexible Location London (EC2R 7HJ) or Salford Quays - M50... happen Working in our Group Internal Audit function you’ll play a key part in helping our customer facing colleagues...

Job Description: IT Internal Audit Senior Analyst Flexible Location London (EC2R 7HJ) or Salford Quays - M50 3SP... our Group Internal Audit function you’ll play a key part in helping our customer facing colleagues deliver exceptional standards...