ASSET MANAGEMENT AND COMPLIANCE jobs in LONDON, United Kingdom

Committees and Senior Management Develop and maintain the governance framework to ensure full compliance with CMA regulatory... which their clients can trade across multiple asset classes all from one place. The company prides itself on treating its staff...

situations, and is currently seeking a Compliance Associate with extensive knowledge of the asset management industry... and investment mandates. Experience/Skills/Qualifications: Previous experience in a compliance role within an Asset Management...

situations, and is currently seeking a Compliance Associate with extensive knowledge of the asset management industry... and investment mandates. Experience/Skills/Qualifications: Previous experience in a compliance role within an Asset Management...

background in Asset Management? Hydrogen Group is delighted to support our Asset Management client in search for a Compliance... compliance monitoring initiatives within a prestigious mid-sized, Asset Management firm. The Role: As the Compliance Officer...

within a regional Compliance team operating in a successful international Asset Management business The role is engaging, hands...-on and offers excellent exposure to someone looking to develop their career in an asset management-based compliance role. The role...

compliance advice to LGC’s alternative asset origination and management business, Developing, testing, implementing... Asset Compliance and Conduct risk is essential Ability to work on multiple projects and adapt working styles to solve...

compliance advice to LGC's alternative asset origination and management business, Developing, testing, implementing... Asset Compliance and Conduct risk is essential Ability to work on multiple projects and adapt working styles to solve...

following: Wealth Management; Asset Management Knowledge of current market issues in the UK Experience using SOX 404..., you will provide independent verification of our clients' compliance with accounting principles. By doing so, you play a meaningful...

the documents which articulate J.P. Morgan Asset Management's (JPMAM) unique value proposition and brand commitments... and Outlook skills (intermediate/advanced) Prior RFP writing experience in the asset management industry a distinct advantage...

set up, cash flows, fee reviews, and client data maintenance including the completion of audit and compliance requests... affect Investment Management clients or the GICG team Coordinates client visits, due diligence questionnaires, request...

London (City of) SALARY: £21 - £24 PER: Annum TERM: Temporary EA to Asset Management Team Investment Banking £21... role is to actively provide support to the team at an incredibly high volume with the majority being diary management...

Temporary Executive Assistant | Asset Management | 12 months Our client is currently seeking a Temporary Executive..., while ensuring compliance with the Travel and Expense Policy. Liaise with the IT department to manage and resolve IT/mobile device...

audits focused on the asset management business itself as well corporate functions such as Risk, Finance and Compliance... industry. The ideal candidate will have significant internal audit experience within asset management, ideally...

. Experience of auditing within the financial services sector with experience of firms within one or more of the asset management..., issues regarding advice and regulation and compliance, including anti-money laundering. Experience of systems/controls...

and accomplished Vice President (VP) specializing in FIG M&A covering the asset and wealth management sectors to enhance their team in... management, we're eager to hear from you. Responsibilities: Spearhead and oversee M&A transactions within the asset...

services or asset management industry preferred. Excellent problem-solving skills and attention to detail. Ability to work.... How to Apply: If you are passionate about data operations and eager to contribute to a transformative project within the asset management industry...

management activities and fund-related regulation and compliance. Examples of recent opportunities An asset management lawyer... in funds and asset management, particularly in areas such as fund formation, fund distribution, UCITS, general asset...