TYPE APPROVAL REGULATORY COMPLIANCE jobs in LONDON, United Kingdom

ensuring compliance with UK regulatory requirements. As a Finance Manager you will be responsible for managing and executing... opportunity to be at the forefront of regulatory compliance within the UK banking sector and contribute to their continued success...

regulatory strategy for program(s) through development, registration and post approval in the assigned region(s). They may act... authoring of Module 1 documents Regulatory Excellence and Compliance Ensures timely RA input and submission of regulatory...

and timely regulatory advice, supporting business initiatives, and promoting a compliance culture within the Marex Prime Services...) for resolution. Owning and supporting other compliance team members on the delivery of timely compliance reviews and approval of new...

Proclinical is seeking a dedicated and proactive Director of Clinical Compliance. This role focuses on establishing... with regulatory requirements and will adherence to Good Clinical Practices. This role also involves leading a team of QA personnel...

: To be one of the primary Compliance points of contact for all technical queries and regulatory matters relating to marketing... to help support with the recruitment of a Compliance Senior Associate. **Office Based Role** This role will be part...

market's business. The successful candidate will lead a team of Compliance professionals providing first class regulatory... guidance and advice to ensure that our regulated activities are conducted in compliance with regulatory expectations. The role...

. Its purpose is to ensure that all items relating to regulatory, central and business compliance are undertaken in accordance.... The objectives of the CMP are: ● Achieve Regulatory Compliance: Everything that will be monitored will aim to help...

promotions review and approval process. Deliver training to the Marketing Compliance team to help increase their knowledge.... Deliver compliance insight by monitoring regulatory developments at the FCA. About you Proven experience in a Marketing...

providing regulatory oversight and approval for new programs, providing expert advice to stakeholders and supporting strategy... and approve financial promotions to ensure they are in line with regulatory requirements - Support AEU UK's Senior Compliance...

that regulatory compliance obligations are achieved at all time, including daily management of the UK Compliance Program, management... processes Check and ensure that all departmental procedures are current and in compliance with regulatory/ Law Enforcement...

for new mandates prior to approval Execute regulatory thresholds in the fund's risk system Examine breaches...​Our Client Rutherford have been mandated on a brilliant opportunity for a Compliance Analyst to join our global, UK...

on Compliance, regulatory and reputational risks related to products, cross-border activities, suitability, conflicts, client...Job Description: Job Title International Private Bank (IPB) Business Line Compliance Location London Corporate...

will support in providing regulatory oversight and approval for new programs, providing expert advice to stakeholders... from regulatory sources and circulate key developments to internal stakeholders - Maintain AEU UK's Compliance Manual About the...

and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The... application of global compliance policies, exchange rules and regulations. Identifying regulatory or reputational risks...

and timely regulatory advice, supporting business initiatives and promoting a compliance culture within the Marex Group. The... application of global compliance policies, exchange rules and regulations. Identifying regulatory or reputational risks...

To support the UK Head of Compliance develop and deliver the Compliance Plan ensuring all relevant regulatory requirements... are aware of applicable regulatory and legal developments. Take the lead representing Compliance on key business projects...

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