TRADE SURVEILLANCE SME jobs in LONDON, United Kingdom

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... which are Trade Surveillance, Member Oversight, and Position Surveillance. The team monitors order and trade activity to identify...

Job Description: Job Title: GCOR Trade Surveillance – Strategy Corporate Title: Vice President Location: London... understanding of trade surveillance and rules, laws, and regulations that address Market Misconduct Knowledge of Fixed Income, FX...

The role? Lead in the development of industry standard KPIs, to Identify, assess and monitor key risks in trade... exceptions Act as first point of contact for Business Assurance Events and coordinate any future actions for Trade Control...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...

including those in Primary Markets Regulation, Admissions, Market Operations, Technical Account Managers, Market Surveillance... to collaborate across the wider LSEG Group including Data & Analytics and Post Trade divisions will be necessary and to this end...

Operations and you’ll be responsible for areas such as transaction reporting, reconciliations, trade surveillance, monitoring... automated trade surveillance alerts. Summarise best execution and market abuse regulation reporting and prepare...

, Commodities, and more. THE RESPONSIBILITIES: Undertake daily trade surveillance activities using the firm's automated...THE COMPANY: Our client is a successful brokerage firm, providing innovative ways to trade Stocks, ETFs, Forex...

industry developments, for example best practices from trade associations and apply and roll these out within the Business.... To assist with the provision of ad-hoc advice to the Public, and Private Markets Groups. To support ongoing surveillance of the...

and incidents and the Formal Investigation Process. 6. Coordinate and monitor safety tours and staff surveillance for the teams..., sexual orientation, transgender status, sex (or gender), employment status, trade union affiliation, or other relevant factor...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... staff. UK Surveillance oversight is also a core part of the responsibility embedded in the Business and Functions...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...

segments such as Occupational Health and health surveillance requirements for higher risk roles HR reporting as required Lead... transformation or organisational effectiveness would be advantageous. Trade union work experience, both in UK and wider Europe...

governance, surveillance, and eDiscovery solutions to the global finance sector. We help financial services firms preserve... service supports email, instant messaging, text, market data chat, social media, enterprise social networking, voice, trade...

or and use of trading analytical tools, ETRMs, Trade Surveillance and Communications surveillance software Strong analytical skills...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...

, where our analytics bring the front office risk mindset to the compliance function. Though we have developed in the trade surveillance... across London, Toronto, New York and Singapore. We have achieved scale by building the best-in-class surveillance tooling...