TRADE MONITORING SURVEILLANCE LONDON jobs in United Kingdom

Key Responsibilities The successful individual will be responsible for: Monitoring of the Bank's transactions... to team leads. * The main platforms for Surveillance will be: IMAD, Shield, Discovery Accelerator, Nice Compass, Nice...

on Monitoring and Surveillance. The role involves monitoring trades for compliance with local regulations and trading books for risk...An established and growing Brokerage in the City of London is looking for a Compliance Analyst with a focus...

, including Surveillance, Monitoring and Testing routines. The successful candidate will be required to keep abreast of regulatory... trade surveillance alerts and contributes to continuous enhancement of the trade surveillance framework Attends...

Operations and you’ll be responsible for areas such as transaction reporting, reconciliations, trade surveillance, monitoring... automated trade surveillance alerts. Summarise best execution and market abuse regulation reporting and prepare...

, Commodities, and more. THE RESPONSIBILITIES: Undertake daily trade surveillance activities using the firm's automated... activities. EXPERIENCE REQUIRED: Sound compliance monitoring and surveillance experience (3yrs +) within a financial...

as well as acting as the lead for the UK Surveillance oversight, and supporting the Head of Business and Functions Compliance directly... and procedures as well as coordinating and monitoring the effectiveness of compliance support for the UK branch within the framework...

with investigation of escalated trade surveillance alerts and continual enhancement of the trade surveillance program elements. Assist...Job Description: Job Title: Markets Compliance and Operational Risk Specialist (FICC) Location: London Title: Up...

growing division of the company focused on the development of real-time trade monitoring software used across the business... services sector Previous experience of team management and leadership Experience of trade monitoring, security, MiFID II...

design and assurance. 4. Undertakes on-site risk-based monitoring and surveillance of works as required, resolving... and the necessary trade off between cost, time and quality 3. Good knowledge of Building Services Electrical engineering...

. This may include performing trade and/or communications surveillance related analysis and assisting with any internal... advisory and monitoring service in relation to regulatory requirements, especially those of the Prudential Regulation Authority...