THE FCA jobs in LONDON, United Kingdom

to lead the growth of their FS division and play a central role towards developing their smaller end FCA regulated client base...FS / FCA Audit Manager - London City - reputable firm (up to £70,000) Looking for a dynamic, driven and a qualified...

We are a global team of experts and innovators tackling some of the world’s most pressing health challenges. We work... with leaders and change makers around the globe to bring health strategies to life. We provide ideas, advice and technical know...

We are currently recruiting a Compliance AML Analyst at a leading US law firm in the city. You’d be joining..., you will research and prepare client due diligence for new global clients looking to engage with the firm. Working with the London...

will have a strong background in legal compliance, being able to understand SAR and Compliance regulations for both the SEC and FCA, whilst being..., supporting the firms London compliance initiatives. This role will see you supporting on a range of Compliance duties including...

Job description Some careers grow faster than others. The HSBC Global Legal function plays an important role in... protecting the Group’s reputation by helping to future-proof the organisation through robust legal risk and issue advisory. The...

Controller and will take the lead on all the Group regulatory reporting (in line with the FCA), audit processes and be heavily..., based in Mayfair London. The Company is pulling in revenue's of circa £40m and are on a growth trajectory aiming to double...

ONLY. There are certain situations where your deposits are not covered by FSCS, but are protected through the FCA’s safeguarding...What you can expect to be doing: Creating visual assets for the brand that are on-brand Creating engaging still...

As a certified colleague your details will be published on the FCA’s Financial Services Register This role has been identified... as a Client-dealing function under SYSC 27.8.18R as defined in the FCA Handbook The Person (“P”) performs the client-dealing FCA...

of commerciality. Significant experience of the FCA and/or the Financial Services regulatory environment Benefits Our benefits... matter your role, you’ll have an opportunity to do work that matters. Making a difference to the lives of our customers...

currently requires two days a week in the office, giving you the option to work remotely for some of your working week... to join a growing team, which can provide a platform for professional development, this may be the opportunity for you. A role...

and are aware of their role, responsibilities and obligations within the FCA rules and regulations Technical Competencies...What the Hiring Manager Says At Quilter Cheviot Financial Planning, we are continuing to grow and develop...

Job Description: Main Responsibilities Collaborate closely with management and business units to interpret intricate regulations pertaining to the firm...’s trading activities in Fixed Income, Commodities, and FX. Delivery of high quality and timely compliance advice to the Cross...

At AlixPartners, we solve the most complex and critical challenges by moving quickly from analysis to action when it... really matters; creating value that has a lasting impact on companies, their people, and the communities they serve...

Uncleared Swap Margin rules preferred Understanding of FCA rules and regulations or equivalent The financial services client...The primary purpose of the Collateral Management Analyst role is the execution of Collateral Management functions...

purchases, leasing deals and aftersales service. Are you ready to drive beyond the possible; to work for an industry game...-changer with inspirational people, with the opportunity to thrive in your career? As a Sales Executive, you’ll play a key...

industry, experience from another professional services firm or from the PRA or FCA Strong understanding of insurance firms... analytics capability. We harness these to provide Assurance to those charged with governance, serving the public interest...

a timely manner. Ensuring compliance with the company's regulatory requirements under the FCA. Adhere to the operational risk... and knowledge of; FCA Handbook, JMLSG, AML/ABC/TF regs Research and analytical skills with the ability to summarise complex...