THE FCA jobs in United Kingdom #4

. Proven track record of experience in an equivalent role in FCA and PRA regulated firms If this is the role for you, click...Investec is a distinctive Specialist Bank serving clients principally in the UK and South Africa. Our culture gives...

or missing items for pay-out in a timely manner to the relevant party. Undertake FCA and DPA checks to ensure compliance... you balance your work and home life. Join the Corporate Asset Solutions (CAS) team where you will support the onboarding of the...

and FCA regulation - understanding the assurance this brings to our clients. Ensuring correct care of the deceased... for the bereaved. At Southern Co-op we’ll support you in your career development and provide full training. What we’re...

for buying in vehicles. As well as up to date stock pricing Ensuring full FCA compliance within the Sales Department Manage... in an electrifying franchise? If so, we would love to hear from you! The successful candidate will receive an industry...

for new and/or used cars, within defined operating and financial guidelines. To request from all prospects/visitors to the... contact telephone numbers, and to follow up within a maximum 24 hour period. To contribute to the development of plans, policies...

best outcomes for customers / policyholders. You are required to comply with the PRA and FCA conduct rules: * Acting with honesty... and integrity at all times Acting at all times with due care, skill and diligence Being open and honest with the FCA, the...

, we operate under the strict guidelines and regulations set forth by the Financial Conduct Authority (FCA). We are committed... of our team, you will be expected to fully embrace and adhere to the FCA Code of Conduct obligations. These obligations...

as a leading financial planning practice within the UK with multiple offices and a growing client base. This opportunity... is available for a financial adviser or an associate/trainee adviser that is looking to take steps to grow in the profession. Our client can...

frameworks that ensure that the CIB is able to comply with UK client asset rules set by the Financial Conduct Authority (FCA... Outsourcing Governance team. If you want to be responsible for the design, implementation and oversight of the governance...

programmes with the best client outcomes in mind at all times Good understanding of compliance and FCA regulation... position and take on more client and complex placement responsibilities. It involves co-ordinating and contributing to the...

experiences, in the same way that we do; BMW Tunbridge Wells are committed to providing our customers with the highest level... regulations, policies, and guidelines, as well as adhering to all FCA regulations and standards for Finance & Insurance...

to welcome you to the team where you will be welcomed into a friendly team and be part of our exciting journey. If you are hands on in... to the centre's customers - penetration rate monitored weekly. Encouraging a high referral rate from the Sales Executives...

that is regulated by the FCA and/or the PRA and their Individual Conduct Rules (COCON) apply to it, along with any other regulation...About the Opportunity Job Type: Fixed Term Contractor Contract duration : 12 months. Application Deadline: 01...

and guidance to the world’s most successful individuals, families, and institutions by remaining true to our enduring principles... of service, expertise, and integrity. With more than 130 years of financial experience and over 22,000 partners, we serve the...

Job Reference: PYB_2442 Our client is an award-winning dealer group representing some of the best OEM's in the sector... across multiple locations. This role demands clear leadership, to lead the division and drive sales performance through inspiration...

Job Description: Our client is a highly successful Financial Planning company with offices doted across the UK. They specialise in offering.... You will work directly alongside the compliance manager and be responsible for quality control of the advice across the business...

of the FCA, CPR and SRA; Ensure clients receive accurate, up-to-date legal advice that takes account of their circumstances.... Job Responsibilities: Ensure the execution of matters comply with internal policies and procedures to minimise breaches, claims...