SMCR MANAGER jobs in United Kingdom #2

and activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR...

and activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR...

and activities across the Bank, as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR...

regulatory requirements, including: Senior Manager and Certification Regime - Managing COEP’s approach to SMCR, including...

a public or private debt investment related role. A bit about the job: Reporting to a Portfolio Manager in the Real Assets...’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks...

that arise as part of the daily business activity. The role is identified as Conduct Staff as defined under the Senior Manager... & Certification Regime and is subject to the SMCR Code of Conduct. The role holder will operate at all times in accordance with FCA...

Group Conduct Officer Manager, who reports to the Group Head of Compliance. This role partners with our Schemes & Affinities... and Certified individuals as part of SMCR; guidance and advice following reviews of the business from internal or external sources...

London Reports To Team Leader, Equity Investment Specialists (Europe) Level Senior Manager, Grade 6 We’re proud... would be a plus. This is an SMCR role...

THE COMPANY: Our client is a leading global investment manager, with £billions in AUM. THE RESPONSIBILITIES... crime risk assessment, FCA reporting relating to AML/CTF and other related processes. SMCR -The candidate will support the...

development. SMCR Regulatory Responsibility Under the FCA’s Senior Manager & Certification Regime (SMCR) this role is deemed...

of over 65 portfolio managers, and analysts. The role will encompass three key functions: Portfolio Manager Proxy: The...’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks...

Working closely with the HR Employee Relations Manager, the HR Business Partners and the HR Services team to provide proactive.... policy and process reviews, SMCR, Data Subject Access Requests (DSARs), Whistleblowing etc. Provide support to the wider HR...

, including the SMCR Lead and UK Senior Compliance Manager, informed of progress and any issues or concerns. Manage the monthly...Reports to People Operations Manager This position is part of the People Services Team, who are responsible for the...

To support the Compliance Manager to ensure the company achieves and maintains high standards of regulatory compliance..., or concerns to the Head of Compliance as appropriate Assist Head of Compliance with annual Certification process under SMCR...

will encompass three key functions: Portfolio Manager Proxy: The candidate will work closely with the portfolio management team... (SMCR). This means that we’ll need to complete some regulatory background checks on you before you take up your role...

order to develop employee relations and manager capability Providing advice and guidance, scripting conversations, note... to other initiatives as required, including policy and process reviews, training programme development, SMCR process implementation, talent...

for the role of Manager focusing on the Insurance industry. Working as part of a team that is expected to witness rapid growth... and expectations Using pre-existing methodologies to deliver engagements. Preparing deliverables for manager and Partner review...