SENIOR REGULATORY COMPLIANCE MANAGER jobs in LONDON, United Kingdom #5

. Are you passionate about Sustainable Finance and Regulatory Compliance? Do you have experience in sustainability regulatory risk... and regulatory strategic approach for the M&G Plc group. This role covers risk and regulatory compliance in the Central...

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of our cross firm Regulatory practice. Reporting to the Business Development Manager (BDM), this position has responsibility... and Markets (BCM) team, and supporting the Senior Business Development Manager (SBDM) and Business Development Manager (BDM...

We are working with a rapidly growing not-for-profit organisation, who are looking for an Information Compliance Manager... compliance and regulatory affairs team. You will manage a small team of compliance and risk professionals and have overall...

in supporting execution of the Regulatory Change Framework for Asset Servicing. Uses specific knowledge of a discipline... experience. Uses expertise to provide guidance to others as a project manager or consultant. Requires in-depth conceptual...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... cultural change among staff and senior management; Enhancing compliance department and organisation reputation through...

Compliance Manager. Act as the primary contact and liaison between department heads and senior management on all compliance... as a Part-Time Compliance Officer. This is an excellent opportunity to ensure that our client complies with regulatory and legal...

, you will support the Senior Cyber Governance, Risk, Compliance and Regulatory Manager in developing and delivering a programme... to improve our security posture and to align with our compliance and regulatory obligations, including Cyber Essentials, NCSC CAF...

Compliance team that covers Investment, Product, Client Group, Marketing and Regulatory initiatives. The individual... and regulatory projects from a Compliance perspective. The knowledge, experience, and qualifications you need Experience in...

, incident reporting and drive cultural change among staff and senior management; Enhancing compliance department...Job Description: Who we are: We're a pan-European digital wealth manager with 128.000 active investors (growing...

providing positive assurance of the firms' compliance with its regulatory and legal obligations. The CMO (Associate) supports... their line manager, Head of Compliance and broader function in alignment with the Compliance Monitoring Specification...

, risk management, internal control, regulatory compliance, legislative compliance and business continuity. To manage the... are completed. To facilitate the annual regulatory compliance submission and to ensure the evidence together with any resultant...

provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues... communication techniques in the marketing lifecycle. Reporting to senior management (Compliance and business line...

Compliance Manager. Act as the primary contact and liaison between department heads and senior management on all compliance... as a Part-Time Compliance Officer. This is an excellent opportunity to ensure that our client complies with regulatory and legal...

within a regulatory authority. Management of projects and resources. Experience in a senior compliance role within an insurance... delivery of the department’s strategic objectives, provide guidance and develop Compliance Manager (as appropriate...

understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the... their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...

and securities. […] Location: Miami, Florida Date: Posted 3 days ago Our client is seeking a Senior Regulatory Governance... Our client, an international sports governing body, is seeking a Sanctions Compliance Manager to join their Legal and Compliance...