Maldon Partners are recruiting a Group Client Money and Assets Oversight Manager on a permanent basis for a market... is also available due to an internal promotion. The ideal candidate will have several years of experience in a CASS Oversight function...
Maldon Partnersand Control Oversight to join our Operations - Global Asset Safety - CASS and GAS Risk and Control team. This role is located in... UK, Manchester - HYBRID. The position will report into Global Asset Safety - CASS and GAS Risk and Control Lead Manager...
BNY Mellonmanager focused on delivering global investment management excellence and retirement services that investors can rely... with us. POSITION PURPOSE The Transfer Agency Oversight Specialist is responsible for supporting the overall monitoring and management...
T. Rowe Price. For everyone, everywhere. More about . Job Description We're looking for a Senior Compliance Manager to help scale our investment product and support our Finance and Treasury... manage and strengthen the team's approach to managing the regulatory risks, their governance and oversight. In the short...
Wise, governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps... how and where it matters most. Connect to your opportunity As a Senior Manager within the Client Assets and Safeguarding team...
Deloittefor performing key task validation, authorisation and quality assurance, as well as the administration and oversight of key controls... with Operational Oversight. The role is responsible for testing system updates as part of system enhancements. The role...
Interactive InvestorCASS queries. Provide oversight of the maintenance of the Senior Manager and Certification Regime (SMCR) across all levels... Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory...
AJ Bell, governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...
Deloitte, governance structures, CASS / Safeguarding footprints, and providing recommendations to senior stakeholders on gaps... statement audit teams to perform CASS and Safeguarding audits; Providing practical, yet technical, SME input on the...
Deloitte, as well as providing satisfactory references. This role falls in scope of the Certification Functions subject to the Senior Manager... Controls Director to play a pivotal role in our organisational strategy. As a member of the Customer Care Senior Leadership...
Aegon