SENIOR COMPLIANCE OFFICER REGULATORY jobs in UNITED KINGDOM, United Kingdom #6

, including the SMCR Lead and UK Senior Compliance Manager, informed of progress and any issues or concerns. Manage the monthly... or legislative changes. Keep the rest of the team updated on any changes. Oversee the tracking of right to work compliance. Ensure...

records of services and repairs Provide well organised documentation to evidence regulatory and QMS compliance. Create... compliance with regulatory requirements Qualify for and carry out the roles of First Aider and Fire Warden Coordinate Fire...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

. More about us: We are seeking a highly skilled an d experienced Senior Compliance Officer to join our team as a MLRO (Money Laundering Reporting... Monitor and report on compliance activities to senior management Stay up-to-date on regulatory changes and industry...

as required by senior management o Internal Audit: * Reviewing Financial System compliance activities Performing Internal Information...Information Security Compliance Specialist Based: Fully remote (UK only), or office based in High Wycombe or London...

will oversee the firm’s compliance framework, ensuring adherence to all regulatory requirements and internal standards... Reporting Officer) positions. This strategic role involves developing, implementing, and maintaining robust compliance policies...

and activity reports and other reports as required by senior management o Internal Audit: * Reviewing Financial System compliance...Job Description: Information Security Compliance Specialist Based: Fully remote (UK only), or office based in High...

to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime... and regulatory projects from a Compliance perspective. The knowledge, experience, and qualifications you need Experience in...

Chief Compliance Officer and the Senior Management of the Howden UK&I businesses. To contribute to the Howden UK...&I Compliance Plan. Work with senior operational management to ensure that compliance systems and controls remain appropriate...

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support...

Officer. You will lead and set the strategic direction of the line two regulatory compliance, monitoring, assurance... is a senior position based in the UK & International Compliance and Risk function, reporting into the UK&I Chief Compliance...

and electronic money business activities; including working closely with the Regulatory Compliance team on local license applications.... Reporting to the Ripple Group's Chief Compliance Officer in the United States, you will implement and maintain the local AML/CTF...

responsibilities Hold regulatory function (SMF16) for Compliance Oversight for EIO, MIC, BIC, ELL and other Group firms as agreed... with Group Chief Risk and Compliance Officer Provide leadership and direction of the Group Compliance function, to enable...

and serve as a senior member of GLG's 70+- person global compliance department, reporting to the U.S.-based Chief Compliance... to advance business initiatives while maintaining GLG's industry-leading compliance standards. Serve as a senior point...

to: Chief Financial Officer Direct Reports: Head of Compliance, Paralegal About Hometree Join Hometree Group and be at the... and supporting the evolution of the company's legal structure to ensure regulatory compliance and alignment with business strategies...

to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR... challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... cultural change among staff and senior management; Enhancing compliance department and organisation reputation through...