SENIOR COMPLIANCE MONITORING OFFICER jobs in United Kingdom #2

not apply. About the role The role involves investigating, monitoring and where appropriate taking action against alleged breaches...

not apply. About the role The role involves investigating, monitoring and where appropriate taking action against alleged breaches...

all applicable regulatory requirements Preparing risk-based compliance monitoring programme, and reporting any issues to senior...This Compliance Officer role is an exciting opportunity for a Compliance professional who has a strong interest in...

Serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM... program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance...

We are currently on the search for an experienced Compliance Officer MLRO, to join our leadership team (2LOD), who... will be responsible for leading the AML program for TransferGo UK, an FCA-regulated e-money institution. The role will act as a senior...

Officer to join our vibrant team in Lozells, Birmingham. As a Compliance Officer, you will be responsible for analysing the...) Compliance Officer Requirements: A minimum of 3 years’ experience in a financial crime position relevant to the...

a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance Officer... to join our vibrant team in Lozells, Birmingham. As a Compliance Officer, you will be responsible for analysing the BRAC Saajan...

fields. Join us as a General Counsel & Compliance Officer We have an exciting opportunity for a General Counsel... & Compliance Officer to join our Team, based at our Addlestone Office in Surrey. The General Counsel will act as a “partner...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... programme + 2 days’ volunteering leave per year Your key responsibilities Supporting the global Compliance Monitoring...

Job Description: Job Title Fixed Income Markets Compliance Officer Location London Corporate Title AVP... programme + 2 days’ volunteering leave per year Your key responsibilities Supporting the global Compliance Monitoring...

for an experienced compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up.... As part of the Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of the... Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... communication techniques in the marketing lifecycle. Reporting to senior management (Compliance and business line...

Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely... well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them...

Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely... well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them...

and overseas regulatory authorities. As a member of the Group Legal and Compliance senior management team, work closely... with divisional General Counsels and other senior lawyers in relation to the principal compliance risks, and other compliance risks...

as well as coordinating and monitoring the effectiveness of compliance support for the designated Banking business within the framework of the...Job Description: Overall purpose of the role. The incumbent will act as a senior member of the Business...