RISK REGULATION AND COMPLIANCE jobs in SOUTHAMPTON, United Kingdom

on regulatory compliance, where you will work closely with the Director of Risk & Compliance as a trusted advisor, assessing any... reference point on compliance and related risk queries including on the Codes of Conduct (including client care, conflicts...

Jameson Legal

We have an opportunity for an experienced Associate Solicitor to join our growing risk and compliance team (Business... for all matters within our compliance and audit function. You will report to the Executive Director - Risk & Compliance who heads...

Foot Anstey

with other members of the Legal Team Collaborate with internal business teams and support functions such as Compliance and Risk... Your main responsibilities will cover a variety of legal issues concerning alternative investment funds, financial services regulation...

Aztec Group

and question thinking A good understanding of risk and compliance in the financial services sector. Benefits: 25 days...-to-date knowledge of regulation, legislation and industry best practice. Provide feedback and process improvement opportunities to the...

Starling Bank

A good understanding of risk and compliance in the financial services sector. Benefits: 25 days holiday... of regulation, legislation and industry best practice. Support change related activities in particular training and embedding...

Starling Bank

from the competency assessment process. Ensure that you maintain an up-to-date knowledge of regulation, legislation... a changing, busy environment. Adaptable and resilient Ability to challenge and question thinking A good understanding of risk...

Starling Bank

A good understanding of risk and compliance in the financial services sector. Benefits 25 days holiday... of regulation, legislation and industry best practice. Provide feedback and process improvement opportunities to the senior...

Starling Bank

will lead the Financial Crime Advisory team. You will work alongside our Risk and Compliance colleagues across the Risk... function so you will be a part of a wider Risk and Compliance community and have opportunities to learn about other areas...

Quilter

, ensuring compliance with legislation, regulation and company policies. Work with commercial department / QS to ensure sub... construction phase H&S plan, risk assessments, method statements and COSHH assessments Work with ISO and Design & Quality...

Key Recruitment

, ensuring compliance with legislation, regulation and company policies. Work with commercial department / QS to ensure sub... construction phase H&S plan, risk assessments, method statements and COSHH assessments Work with ISO and Design & Quality...

Key Recruitment