· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset... by the funds managed by the UK investment firm. · Ensure risk management compliance in accordance with applicable law, in...
Page ExecutiveLooking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...
Taylor RootWho we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role can be performed...
State StreetJob Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...
Bank of Americaresearch capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...
Krollresearch capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...
Krollregulatory relations concerns to Compliance and Operational Risk Executive Preferred experience: Global Markets experience...Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...
Bank of Americaresearch capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...
Krollacross the bank. Develop and implement policies and procedures to mitigate credit risk. Ensure compliance with regulatory... within the financial services industry. Strong understanding of risk management frameworks and regulatory compliance...
Page Executiveanalyses against new or updated mandates Demonstrating compliance to laws, regulations and industry standards that govern... hygiene and information security risk transparency, responding to cyber incidents, and providing security training & awareness...
UBSand evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance... effective risk mitigation strategies Demonstrated ability to influence executive-level strategic decision-making...
JPMorgan ChaseDESCRIPTION Are you ready to apply your operational risk management expertise to Amazon's unique environment...? We are looking for an experienced Operational Risk Manager to lead on implementation and maintenance of second line risk programs for our payments...
AmazonExecutive and Board. Job Responsibilities & Competence Enhance and maintain key risk management processes, including Top risk..., Climate risk assessment and monitoring and overall risk reporting to Executive and Board Committees; Enhance and the ERM...
IPS Groupenvironment. Ensure full compliance with In-Business Risk procedures manual and other Prime Finance policies...Citi is looking for a senior in-business risk professional who will report into the Global Head of Prime Finance in...
Citigroupwith Businesses, Finance, Compliance and Risk to explain and train on heightened climate risk analytical demands. Work with business... of establishing tools to legitimately assess and report on legal entity risk profiles and ensuring that effective controls are in...
Citigroupfor ensuring the security of the business and functional teams in line with company security policy and risk tolerances.... What you will be responsible for Lead a small team of cyber risk professionals with the mission of continuously improving the cyber risk posture...
State StreetDescription Manage the Operational Risk Compliance program across FRES and FCS. Identify current and emerging risk issues. Coordinate... tasks to ensure compliance with policies and procedures. Develop and implement a comprehensive Risk & Control Assessment...
Barclay Simpson