RISK COMPLIANCE EXECUTIVE jobs in LONDON, United Kingdom

· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset... by the funds managed by the UK investment firm. · Ensure risk management compliance in accordance with applicable law, in...

Page Executive

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Taylor Root

Who we are looking for We are looking for a Compliance Risk Testing Analyst to work with a team of professionals... for an individual who has experience with risk assessment, internal controls, compliance or audit functions. The role can be performed...

State Street

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

Bank of America

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...

Kroll

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...

Kroll

regulatory relations concerns to Compliance and Operational Risk Executive Preferred experience: Global Markets experience...Job Description: Job Title: Electronic Trading Compliance and Operational Risk Officer Location: London Title...

Bank of America

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...

Kroll

across the bank. Develop and implement policies and procedures to mitigate credit risk. Ensure compliance with regulatory... within the financial services industry. Strong understanding of risk management frameworks and regulatory compliance...

Page Executive

analyses against new or updated mandates Demonstrating compliance to laws, regulations and industry standards that govern... hygiene and information security risk transparency, responding to cyber incidents, and providing security training & awareness...

UBS

and evaluate control effectiveness, identify gaps, and recommend enhancements to strengthen risk posture and regulatory compliance... effective risk mitigation strategies Demonstrated ability to influence executive-level strategic decision-making...

JPMorgan Chase

DESCRIPTION Are you ready to apply your operational risk management expertise to Amazon's unique environment...? We are looking for an experienced Operational Risk Manager to lead on implementation and maintenance of second line risk programs for our payments...

Amazon

Executive and Board. Job Responsibilities & Competence Enhance and maintain key risk management processes, including Top risk..., Climate risk assessment and monitoring and overall risk reporting to Executive and Board Committees; Enhance and the ERM...

IPS Group

environment. Ensure full compliance with In-Business Risk procedures manual and other Prime Finance policies...Citi is looking for a senior in-business risk professional who will report into the Global Head of Prime Finance in...

Citigroup

with Businesses, Finance, Compliance and Risk to explain and train on heightened climate risk analytical demands. Work with business... of establishing tools to legitimately assess and report on legal entity risk profiles and ensuring that effective controls are in...

Citigroup

for ensuring the security of the business and functional teams in line with company security policy and risk tolerances.... What you will be responsible for Lead a small team of cyber risk professionals with the mission of continuously improving the cyber risk posture...

State Street

Description Manage the Operational Risk Compliance program across FRES and FCS. Identify current and emerging risk issues. Coordinate... tasks to ensure compliance with policies and procedures. Develop and implement a comprehensive Risk & Control Assessment...

Barclay Simpson