RISK AND COMPLIANCE TEAM jobs in CARDIFF, United Kingdom

& Compliance Lawyer looking to join a national law firm in their Cardiff office. In this role, you'll spearhead risk management... throughout the firm. It is essential that you have up to date knowledge of risk and compliance requirements and have a proven...

of compliance programmes such as risk assessments, designing and monitoring controls, producing quality documents in appropriate... like you, a role in the QRS Financial Crime Team could be the next step you're looking for. This is your opportunity to work...

. This role will involve assisting the Risk and Compliance Team with file reviews, management of client complaints... for a legal Risk and Compliance professional / Solicitor to join them and help enhance their processes, embed a compliance culture...

the QRS Financial Crime team could be the next step you're looking for. This is your opportunity to work... compliance to fraud. We set policy, establish controls, provide training, perform due diligence, and liaise with the enforcement...

conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the... performing Conduct & Compliance Advice team on a day-to-day basis, ensuring that timely and accurate regulatory compliance...

team on a day-to-day basis, ensuring that timely and accurate regulatory compliance and conduct related advice, guidance..., as well as overarching compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable...

Responsibilities Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely... compliance requirements, such as Consumer Duty, conduct risk, SMCR, outsourcing, product governance, vulnerable customers...

Responsibilities: Provide advice as part of a high performing Conduct & Compliance Advice team on a day-to-day basis, ensuring... between Compliance and the business. Support with the development / implementation of the requisite conduct risk and compliance...

Responsibilities: Provide advice as part of a high performing Conduct & Compliance Advice team on a day-to-day basis, ensuring... between Compliance and the business. Support with the development / implementation of the requisite conduct risk and compliance...

Conduct Oversight reviews as part of a high performing Conduct & Compliance Oversight team, ensuring the timely and accurate... of Compliance’s monthly reporting pack. Support with the development / implementation of the requisite conduct risk and compliance...

Responsibilities Provide product specific advice as part of a high performing Conduct & Compliance Advice team on a day-to-day basis... between Compliance and the business. Support with the development / implementation of the requisite conduct risk and compliance...

conduct risk and compliance frameworks and policies. Support the Head of Conduct & Compliance Advice (and team) with the... performing Conduct & Compliance Advice team on a day-to-day basis, ensuring that timely and accurate regulatory compliance...

for a specific client group. Ensure compliance with statutory guidance and policy/procedural framework to protect those at risk... - Review team 3224772932_1709281201 Cardiff, Wales Up to £22.00 per hour Save job Saved job Up to £22.00 per hour...

and programmed in for delivery and all works in delivery stage are risk managed and progressed through to completion with support... of the team, take responsibility for meeting agreed business and project targets, control costs in achieving to achieve...

Assistant (ACA) to join our team. Job purpose: Responsible for providing Ambulance care. You will have passed the... Other Relationships: Management team, Control team, Learning and Development, Fleet, HR and Pay roll. External Relationships: Patients...

and financial members of the Planning and Systems team Monitor and control programme compliance in respect of our contractual... planning team to develop a planning culture throughout the business units and projects With other members of the team deliver...

period of sustained expansion and has a new opportunity for a Regulatory Specialist to join the team. The role offers... product compliance and support audits, developing RA strategies to govern the continued development of existing products...