RISK AND COMPLIANCE EXECUTIVE jobs in UNITED KINGDOM, United Kingdom

and Christmas Parties, award events and more! The Role The main purpose of your role as a Risk Compliance Executive... of compliance. Requirements As a Risk Compliance Executive, you will be experienced in: Risk & Compliance within a legal...

· Undertake compliance risk and risk management assessments at the UK investment firm level and at the underlying asset... by the funds managed by the UK investment firm. · Ensure risk management compliance in accordance with applicable law, in...

. Design and monitor compliance programmes and produce regular compliance and risk updates for reporting to the Executive Board...Overview The Head of Risk and Compliance will oversee all aspects of risk management, owning an enterprise-wide risk...

to enable the CRO to appropriate report and represent cross Group risk and compliance matters at the Group Executive Board...The Divisional Chief Risk & Compliance Officer for Davies UK&I will be accountable for the delivery of an effective...

for our customer service and clients who use us once, use our services time after time, for a long time. Our Risk and Compliance...Location : Edinburgh, Scotland Job Advert Are you an experienced risk professional who is ready to dive into the role...

Looking for a legal, risk or compliance specialist? Share your hiring requirements. Resources Back Resources... Market reports and Salaries Our Events Career Advice Insights and advice for the legal, risk and compliance community...

Job Description: Job Title: Compliance and Operational Risk Manager - Technology Corporate Title: up to Director... Compliance and Operational Risk (“GCOR”) is responsible for second line coverage of technology built, bought and used by Global...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...

research capabilities and flexible technology tools, the Compliance Risk and Diligence practice of Kroll helps clients... management platform; leadership/executive vetting; sanctions screening and monitoring; country/industry risk; and bespoke...

regulatory relations concerns to Compliance and Operational Risk Executive Preferred experience: Global Markets experience...Job Description: Job Title: Electronic Trading Compliance and Operational Risk Specialist Location: London Title...

Committed. What does the role involve? As a Risk Oversight Apprentice, you'll work towards a Level 4 Regulatory Compliance...

What we are looking for: We are looking for our next Senior Compliance Executive based in our UK Product Compliance Advisory team in Henley-on-Thames. You will act as the... wider Compliance team, Legal and Risk counterparts Provide support to the Head of UK Compliance (SMF16) on relevant UK...

and Operational Risk team based in either London or Edinburgh, providing Compliance coverage on retail financial services matters... Required qualifications, capabilities, and skills Significant experience in a Control, Compliance, Risk or Audit related environment...

across the bank. Develop and implement policies and procedures to mitigate credit risk. Ensure compliance with regulatory... within the financial services industry. Strong understanding of risk management frameworks and regulatory compliance...

Management SS2/21. Assessing business area compliance against the Enterprise Risk Management Framework (ERMF) requirements. The... time we are investing in the Operational Risk Oversight team in the second line of defence. We are increasing the capacity...

exposure to Senior Executive Management in 1st Line business and 2nd line risk and compliance management as well as the... and development opportunities right here in Belfast’s iconic Titanic Quarter. Team/Role Overview The Senior Operational Risk...

, risk and control assessments, regulatory compliance, risk and control governance and metrics, and issue management... Proactively monitoring Key Risk/ Performance Indicators to identify non-compliance and assist in remediation Strong product...