REGULATORY RISK CONTROL jobs in UNITED KINGDOM, United Kingdom

for this role will have: Extensive practical experience in regulatory conduct risk and control management in a complex financial.../. We are currently seeking an experienced individual to join this team in the role of Regulatory Conduct Risk Lead. You will lead the...

Conduct Regulatory Business Risk Officer | Investment Banking | £750/day Inside IR35 | Contract | LONDON | 12 Months... risk identification and control evaluation Experience in executing complex projects with challenging timelines to meet...

Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation... connection point for global regulatory communications, ensuring preparedness for examinations. This Regulatory Risk Specialist...

Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation... connection point for global regulatory communications, ensuring preparedness for examinations. This Regulatory Risk & Oversight...

Management Level F Technical, Regulatory and Risk Business Partner Equiniti is a leading international provider... been a better time to join EQ. Role Summary The main functions of the Technical Regulatory Change and Risk Specialist...

as a Regulatory Risk Senior Analyst for the Finance Chief Risk Office (FINCRO) BCBS 239 Independent Validation Team responsible... second line oversight on key BCBS 239 regulatory and management reports. The Regulatory Risk Senior Analyst will experience...

as a Regulatory Risk Officer for the Finance Chief Risk Office BCBS 239 Independent Validation Team responsible for assessing... BCBS 239 regulatory and management reports. The Regulatory Risk Officer will have a proven track record of testing key...

is preferred Previous experience in a Risk & Control function would be helpful. Working with Us: As a Northern Trust partner... in supporting execution of the Regulatory Change Framework for Asset Servicing. Uses specific knowledge of a discipline...

Capital Markets CAO, the Capital Markets Regulatory Risk and Oversight Manager will lead a global team responsible... for understanding the landscape of regulatory regimes that may impact Northern Trust’s Capital Market business. The Regulatory Risk...

of role/Hrs - 1 Person = 19hrs - 8-4, 8-4, 8-1 & 1 Person = 21hrs - 8-4, 8-4, 8-4 The CIB Technology Incident Regulatory... during technology incidents to assess and report against regulatory obligations. The team is at the heart of reducing variability in...

, control guidance and training as it relates to regulatory requirements. Develop and maintain strong business and technology...Job Description: The CIB Technology Incident Regulatory Controls associate role is part of a highly skilled...

responsibilities, there is a requirement to maintain a robust control framework and attain the highest standards of risk management... and record keeping. The Regulatory & Control Manager, working closely with the Head of Regulatory Controls (EMEA & APAC...

Role: Risk and Control Analyst Location: Manchester Hybrid working - 2 days per week in the office Brand: HSB... trends and themes from risk events. Coordinate the annual (and ad-hoc where necessary) performance of risk and control self...

they are proportionate, effective, and aligned with industry and regulatory requirements. Oversee the annual Risk Control and Self...Job Title: Risk & Control Manager - Banking This is a great opportunity to work for a financial services business...

as needed. Serve as partner on Manager Control Assessment (MCA) Quarterly Risk Assessment and the Annual Risk Assessment process... with those who fail to maintain these standards. Qualifications: Experience in management, risk management and/or regulatory...

. To be successful in this role, you will need to have had exposure to risk & control project work and/or risk frameworks, so that you can... or business line experience in a key area in Capital Markets - e.g. Front Office, COO, Chief Control Office, Risk Management...

and how their impact in addressing root causes and underlying risks holistically. Experience in working with the various risk and control... Risk & Control Time Type: Full time Citi is an equal opportunity and affirmative action employer. Qualified...