CAPITAL MARKETS REGULATORY RISK jobs in UNITED KINGDOM, United Kingdom

Capital Markets CAO, the Capital Markets Regulatory Risk and Oversight Manager will lead a global team responsible... for understanding the landscape of regulatory regimes that may impact Northern Trust’s Capital Market business. The Regulatory Risk...

future of Regulatory requirements of the Capital Markets business at Northern Trust. Major Duties: Stays abreast... of regulatory changes that may impact the Capital Markets business units in all global regions the department operates...

Who we are looking for Based in London, the role of the Global Markets Technology (“GMT”) Head of Risk & Capital... management Understanding of Securities Lending, Prime Brokerage, Repo and FX businesses and their risk, regulatory and capital...

developments impacting the capital markets business in EMEA. Manage legal risk having regard for, amongst other things, regulatory... and/or derivatives, in particular FX derivatives, and a strong knowledge of the regulatory framework for capital markets in the UK...

, structural reform and regulatory change. The Operating Model Transformation - Capital Markets team recognises that our success... how to transform in order to become more efficient. As a Senior Consultant in Operating Model Transformation - Capital Markets...

Authority Plan, conduct and complete risk-based investigations into relevant matters across RBC’s global Capital Markets...Job Summary Job Description What is the opportunity? You will be joining the Global Capital Markets Financial...

Front Office/Capital Markets - PM/BA - RWA A Leading Financial Services firm are looking to hire an experienced... Project Manager, with specific exposure to Front Office/Capital Markets knowledge. * £800 -£900 a day (Inside IR35/Umbrella...

services, guidance, and support to the Debt Capital Markets (DCM) business in Global Banking and Markets and in EMEA (including... with legal and regulatory risk management requirements set out in the Group Standards Manual, the Operational Risk Framework...

, as part of the Capital Markets Risk Team. Based in London, the role covers all aspects of Operational Resiliency for the...About us LSEG (London Stock Exchange Group) is more than a diversified global financial markets infrastructure...

professionals who have a strong background in Banking & Capital Markets and Internal Audit. Ideally, candidates will have experience... Banking & Capital Markets industry. Join us and you'll work on teams with responsibility for the overall execution...

Role Profile An exciting opportunity exists for a Senior Associate to join the Capital Markets Compliance team (CMC... businesses within the Capital Markets division of LSEG, providing oversight, guidance and challenge to ensure a robust compliance...

globe. The London team comprises over 160 professional staff. This role sits within EFC’s Capital Markets Services team... of complex economic issues for use in international arbitration, legal and regulatory proceedings, and strategic decision making...

globe. The London team comprises over 160 professional staff. This role sits within EFC’s Capital Markets Services team... of complex economic issues for use in international arbitration, legal and regulatory proceedings, and strategic decision making...

risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...(s) or Practice firm preferably with exposure to broking, prime brokerage, capital markets and commodities. Experience in conducting...

risk framework for your role ensuring that all regulatory or company determined parameters are complied with. Role model...(s) or Practice firm preferably with exposure to broking, prime brokerage, capital markets and commodities. Experience in conducting...

, execution, post-trade to Operations, Finance and Risk. Good knowledge of the capital markets eco-system and participants. E.g...Project Manager - Must have Capital Markets / Investment Banking Experience - London Joining Capco means joining...

to Operations, Finance and Risk. Good knowledge of the capital markets eco-system and participants. E.g. sell side, buy side... the financial services industry. We are: Experts in capital markets, banking and payments and wealth and asset...