REGULATORY REPORTING RISK OVERSIGHT jobs in LONDON, United Kingdom

reporting. Work with the second line monitoring and testing team to ensure effective oversight and assurance arrangements... our Finance and Treasury teams in understanding and complying with applicable prudential regulatory requirements. Based in...

Capital Markets CAO, the Capital Markets Regulatory Risk and Oversight Manager will lead a global team responsible... and Oversight Manager will work with business unit stakeholders to mitigate regulatory risk by supporting the actions...

with regulatory rules and policies, liaising as and when required with Control, Compliance, Risk and Audit teams. The position... also ensuring adherence to the Corporate regulatory change framework. Key responsibilities include Facilitation and oversight...

of agreed actions. Provide oversight, reporting, and monitoring for the controls outlined for each practice/product service... execution. Ensure weekly control reporting is completed, (include risk management metrics, results of control testing, progress...

all regulatory reporting risks in accordance with company risk and control policies Oversee regulatory reporting projects, oversee...In this role you will be responsible for managing a team of 4 regulatory reporting managers across CTI globally...

reporting and metrics used to inform decision making Educating teams on the operational risk framework and our conduct risk...Join us as a Transaction & Pricing Oversight Vice President The role offers the opportunity to combine solving...

to our company's commitment to maintaining the highest standards of customer oversight and regulatory compliance. Role Purpose... by completing Fair Value Assessments of Product Portfolio, assisting in regulatory reporting, and overseeing complaints handling...

risk and control mechanisms Strong communication and reporting skills The company is a growing European Fintech firm...We are searching for a Cass Oversight Officer to join our growing UK business. Key responsibilities Act as the...

Regulatory Specialist Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40 Corporate... Grade: D - Assistant Vice President Reporting Line: (UK Division) LME Clear Regulation and Compliance Location: UK...

, and implementing remediation efforts as needed Conduct risk assessments related to regulatory compliance and develop strategies... of the location or currency. We currently support: -Regulatory Licenses and Authorizations in 40+ Countries, enabling...

Serves as a senior Privacy and Responsible Data compliance risk manager for Independent Compliance Risk Management... of law, rule, or regulation and design and delivery of a risk management framework that maintains risk levels within the firm...

manage and strengthen the team’s approach to managing the regulatory risks, their governance and oversight. In the short.... Work closely with the wider regulatory team to manage regulatory engagement and internal and external reporting. Work...

manage and strengthen the team's approach to managing the regulatory risks, their governance and oversight. In the short.... Work closely with the wider regulatory team to manage regulatory engagement and internal and external reporting. Work...

communications, compliance risk management, regulatory reporting and compliance advisory. As an Assistant Vice President - Regulatory... Compliance, you will provide oversight and support to business lines on conduct risk. You will also develop and implement...

Analyst, Compliance & Regulatory Affairs London, UK We invent the new to help the world move forward. Combining... oversight of corresponding policies and procedures) which allows AXA XL to comply with FCA, PRA and Lloyd’s requirements...

Chief Admin Offices comprises the Risk, Resiliency and Regulatory Change teams. This role sits within the Reg Change team... has responsibility for providing centralised oversight of reporting, implementation and escalation for all regulations impacting Capital...

professionals Your skills and experience A strong track record in Risk and regulatory matters including solid understanding... Reporting Officer (MLRO) Location London Corporate Title Director Deutsche Bank benefits from having a highly experienced...