REGULATORY OVERSIGHT AUDIT ANALYST jobs in LONDON, United Kingdom

Job Description: We have an exciting role for a CASS Operations Oversight Senior Analyst to join a leading financial... in CASS oversight Experience with review of CASS reconciliations and CASS audit Experience in producing MI and regular...

Technology Risk Oversight Senior Analyst, Risk and Brand Protection Connect to your Industry Global Risk & Brand... management, confidentiality & privacy, cyber security oversight, regulatory, independence & conflicts, and Anti-Corruption...

In this role you will be part of the TA Oversight UK team, overseeing day to day controls and administrative tasks... will strive for excellence in supporting our investors. How you'll spend your time.. Utilise oversight tools to monitor...

of the location or currency. We currently support: -Regulatory Licenses and Authorizations in 40+ Countries, enabling.... Your Next Exciting Role This is an existing role at Nium, Nium Europe is looking to expand its local Regulatory Compliance team...

with internal/external audit/regulatory groups is preferred. Advanced project management, data analysis and reporting... Operational Resilience Senior Analyst role will support the Enterprise Resilience team in ensuring that the Operations...

Trade Surveillance Analyst Shift Pattern: Standard 40 Hour Week (United Kingdom) Scheduled Weekly Hours: 40... which are Trade Surveillance, Member Oversight, and Position Surveillance. The team monitors order and trade activity to identify...

? As a Conduct Risk Analyst, you will support the administering of the Macquarie-wide Conduct Risk Program. The Program... with conduct risk metrics. An understanding of the UK regulatory environment would be beneficial. The ability to draft clearly...

Description Position at Tokio Marine HCC Job Title: Senior Delegated Authority Analyst Reporting to: Delegated... compliance with the annual Audit Schedule. This includes scoping and arranging the audits, reviewing reports, discussing the...

and oversight of risk and controls across the business. Support the team in providing oversight of governance documentation... would be from either (i) energy industry (ii) an external audit firm or (iii) risk and control's function. Awareness and learning of evolving...

ensure the robust management of the broader Sanctions Control Framework, in support of this they provide oversight..., and our customers within the regulatory and legal framework. As part of a leading global financial group, MUFG is required to act...

with timeless values. Scope This role will support the Senior Information Security Manager with oversight of the Firm... are documented and followed in line with ISO27001 standards and regulatory requirements. Work with various controls owners...

, Catastrophe Aggregation, Compliance/Legal and Corporate Audit teams to develop risk mitigation and resilience. This role... capabilities that support business financial decision making. This role assists with fulfilling regulatory requirements...