REGULATORY MONITORING OFFICER jobs in LONDON, United Kingdom #6

front and centre and ensure monitoring, reporting and managing initiatives are agreed through the appropriate governance.... You will deputise as Head of Profession at times and provide strategic support to Committees and Chief Officer Boards...

and regulatory monitoring, used by institutions worldwide including most of the world's leading banks and largest asset managers... of six. Spanning two of the firm's product ranges, Regulatory and Data Privacy, both roles will be positioned as junior...

front and centre and ensure monitoring, reporting and managing initiatives are agreed through the appropriate governance.... You will deputise as Head of Profession at times and provide strategic support to Committees and Chief Officer Boards...

and influencing skills; Broad technical (markets and regulatory) knowledge; Monitoring and surveillance experience/interest... team that covers Investment, Product, Client Group, Marketing and Regulatory initiatives. The individual will be a member...

are updated on a periodic basis and reflect regulatory changes. Surveillance and Monitoring Manage the production and delivery of a risk...Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop...

and clarification on regulatory issues and formal training to all levels of Northern Trust staff. Undertake Privacy risk monitoring... Chief Privacy Officer & EMEA DPO. Privacy Risk Monitoring Work closely with Global Privacy Operations to execute...

and electronic money business activities; including working closely with the Regulatory Compliance team on local license applications.... Reporting to the Ripple Group's Chief Compliance Officer in the United States, you will implement and maintain the local AML/CTF...

Role Purpose To undertake AML processes such as Client Due Diligence (CDD), Risk Assessments, Monitoring... of required information to support timely client on-boarding and matter processing in-line with regulatory requirements...

is responsible for the identification, measurement, monitoring and analysis of CCR matters related to JPMorgan's markets activities... you will support the team's mandate across regulatory exams, IMM, ICAAP, CCR capital stress testing and ongoing interactions...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management...

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management Function...

and have opportunities to learn about other areas of the Quilter business. Money Laundering Reporting Officer (MLRO) About the Role The... where appropriate, in accordance with the risk-based approach. Carrying out routine monitoring of high-risk business in accordance...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Job Summary - Head of Compliance & Money Laundering Reporting Officer You will play a crucial role in ensuring Saible achieves...

. You will be responsible for the monitoring of regulatory changes; planning and agreeing strategic regulatory deliverables, along with customer... Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer...

, Regulatory and Governance is led by the Group Data Protection Officer (Group DPO), with a mandate to ensure UBS' adherence... subjects on data protection matters, review responses to data subject rights being exercised Monitoring compliance of personal...

Deputy Data Protection Officer – Home based – UK wide Our client is a long established and highly... successful Financial Services business who are looking to recruit a Deputy DPO. In this role you will support the Data Protection Officer...

activities, including monitoring outstanding balances, chasing overdue payments, and reconciling accounts Collaborate... Strong understanding of insurance premium accounting principles and regulatory requirements Excellent communication and interpersonal...