REGULATORY MONITORING OFFICER jobs in LONDON, United Kingdom #5

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... for ensuring that Moneyfarm and Profile Pensions meet their day to day regulatory responsibilities As part of the Risk Management...

Innovation Banking’s prescribed risk appetite, as well as comply with local and Group level regulatory and compliance... requirements. The value you’ll add: As a direct report of our Chief Risk Officer, you’ll provided Risk Stewardship oversight...

for Model Risk in HSBC Innovation Banking, who is HSBC Innovation Banking Chief Financial Officer, by embedding the key aspects...) Completion Consolidation of Model Risk controls monitoring and results Act as Secretariat for the Model Risk Forum Working...

as required. What you'll be doing: You will be responsible for completing the Senior Accounting Officer disclosures annually and ensuring... Officer and Head of Tax Compliance, Reporting & Risk on managing L&G's relationship with HMRC, including engagement planning...

and influencing skills; Broad technical (markets and regulatory) knowledge; Monitoring and surveillance experience/interest... Compliance team that covers Investment, Product, Client Group, Marketing and Regulatory initiatives. The individual...

: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various... and reporting on adherence to regulatory and legal requirements in accordance with the annual Compliance Monitoring Programme...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Job Summary - Head of Compliance & Money Laundering Reporting Officer You will play a crucial role in ensuring Saible achieves...

(hybrid with up to three days on site per week). May include international travel. Accountable to Chief Executive Officer... and monitoring the directorate's budget. Talent acquisition Lead on the development and implementation of Girls Not Brides...

filings; Monitoring changes in relevant legislation and the regulatory environment and taking the appropriate action; Taking...; While employed as an Officer you will have the opportunity to attend training to enhance your current skills and learn new ones...

and Chief Compliance Officer and working on a breadth of exciting projects. The role itself is broad in nature... and you will be covering all aspects of compliance. You will be the go to person for monitoring and compliance advisory work. You will maintain...

and HMRC related requirements and regulatory submissions are accurate and sent within the correct timeframes. Working in... collaboration with People Support Managers to ensure Customer SLA’s and timeframes are met, monitoring progress via Management...

. You will be responsible for the monitoring of regulatory changes; planning and agreeing strategic regulatory deliverables, along with customer... Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer...

, Regulatory and Governance is led by the Group Data Protection Officer (Group DPO), with a mandate to ensure UBS' adherence... subjects on data protection matters, review responses to data subject rights being exercised Monitoring compliance of personal...

Officer (MLRO) to join our team in the UK, who will report to the regional Chief Compliance Officer for Europe. You will drive... implementation of compliance control, processes and required operations under the regulatory and AML/CTF programs. The...

Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related... initiatives Conduct regulatory horizon scanning and provide guidance on regulatory implementation Support the production...

Chief Risk and Compliance Officer, you’ll be a part of a fast-growing business that is challenging the market and doing... to provide a view of the risks Pro-actively driving end-to-end risk remediation planning, resolution, and monitoring activities...

to continued success, they are now looking to add a talented Deputy Head of Compliance & DMLRO / Nominated Officer to the team... implementation of compliance controls, processes and required operations under the regulatory and AML/CTF programmes...