Senior Compliance Manager you will be providing input into the product governance, engagement with product teams, regulatory... environment. Play an active role in raising regulatory awareness through training in the business. Assist the Senior Compliance...
AJ Bellare to: Investment Operations, including portfolio implementation and monitoring. Ensuring compliance with relevant UCITS, MiFID II... daily operational activities are completed in an accurate and timely manner, in accordance with regulatory requirements...
AJ Bellfor quality and regulatory compliance including continuous improvement. Desirable: Training qualifications or experience... diligence and conflicts checks in line with all legal and regulatory requirements and internal policy and procedures...
Irwin Mitchellcompliance and operations area within the Investments team. The successful candidate will be primarily responsible for ongoing... proposition document on an ongoing basis, in line with any change in market of regulatory environment that AJBAM operates...
AJ Bell