REGULATORY COMPLIANCE OFFICER jobs in GREATER LONDON, United Kingdom #5

Job Description: Main purpose of the Role: To serve as the FCA registered Compliance Officer (SMF16). To develop... and manage regulatory risk. To manage a team responsible for delivering the Compliance Programme, providing advisory support...

GLG seeks an experienced solutions-oriented lawyer or compliance professional to head the company's EMEA Compliance... to provide 24/7 insight and exceptional service within a rigorous, industry-leading compliance framework. Compliance at GLG...

The Compliance Analyst will assist the Head of Regulatory Compliance with Financial Crime activities, complying... policies, procedures, and practices to maintain compliance with legal and regulatory requirements. Undertake 1st level...

regulatory advice, supporting business initiatives, promoting a compliance culture, and acting as the Compliance lead on listed... activities, ensuring compliance with regulatory requirements and internal policies. Provide clear and timely regulatory advice...

challenge and pace in helping the business. You will join a dedicated regulatory team in the Compliance department... to the Senior Compliance Officer heading the General Compliance team. We currently operate a hybrid working model at IBKR...

to: Chief Financial Officer Direct Reports: Head of Compliance, Paralegal About Hometree Join Hometree Group and be at the... and supporting the evolution of the company's legal structure to ensure regulatory compliance and alignment with business strategies...

start-up. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible... opportunity for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech...

. As part of the Risk & Compliance team, reporting to a Senior Compliance Officer, you will be responsible for ensuring... for a junior Compliance Analyst, for someone looking to start a career in compliance, and work in a fast-paced FinTech start-up...

Incredible knowledge of SRA Standards and Regulations Experience of regulatory compliance within a legal landscape What's in... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

Incredible knowledge of SRA Standards and Regulations Experience of regulatory compliance within a legal landscape What's in... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Job Summary - Head of Compliance & Money Laundering Reporting Officer You will play a crucial role in ensuring Saible achieves...

Job Description Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services... has become available for a Compliance Officer with a bias towards Consumer Duty to join the team. As the Consumer Duty Specialist in the business...

understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the... their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...

London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory... comprehensive risk mitigation strategies, processes, and frameworks to ensure regulatory compliance and protect the firm...

, and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position... Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer... company while assuring sustained regulatory compliance. Job Description: You will provide visible and engaging leadership...

Officer (MLRO) to join our team in the UK, who will report to the regional Chief Compliance Officer for Europe. You will drive... implementation of compliance control, processes and required operations under the regulatory and AML/CTF programs. The...