REGULATORY COMPLIANCE OFFICER jobs in GREATER LONDON, United Kingdom #3

compliance officer, looking to progress to the next level who is looking to work in a fast-paced FinTech start-up. As part of the... Risk & Compliance team, reporting to the Chief Risk & Compliance Officer, you will be responsible for ensuring...

to: Provide expert regulatory advice to the investment/deal teams. Manage code-of-ethics and compliance monitoring related tasks.... Support on global regulatory projects and help the firm prepare for regulatory exams. Provide compliance training to the...

Property, Surveying, Project Management & Cost Consultancy - Property & Surveying H&S Compliance Officer - Fire...&S Compliance Officer - Fire & Asbestos Already applied Share: Save job Saved job May 07, 2024 H&S Compliance Officer...

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues...

Job Title: Senior Advisory Compliance Officer Contract Type: Time Type: Full time... Compliance Manager with reviewing new and existing regulatory requirements that impact the business, including overseeing cross...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Authority (FCA) Compliance Officer for our CorSo UK branch. You will also engage in broader Compliance initiatives to broaden... reporting. Monitor and act upon regulatory developments relating to compliance risks and the associated regulatory obligations...

of contact to the Private Side businesses as well as working closely with the Regulatory Developments and Implementation Officer... Compliance team, supporting a broad range of Advisory Compliance activities across the various business units and functional...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... constrained situations Provide leadership and compliance input to regulatory change management Deliver timely and robustly...

a French Speaking Senior compliance Officer to join our Compliance Monitoring team on a 9-month fixed term basis. This is the... of agreed plans to ensure the achievement of the Compliance department’s objectives. Monitor regulatory developments...

looking for a Senior Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance... obligations and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Do you have Senior Compliance Officer experience, and are you seeking a new hybrid job? Our client... is looking for a Senior Compliance Officer (Investment Mgt / Financial Services background) in either Sittingbourne or London Mayfair, and the...

Developing and implementing risk management and compliance strategies in line with company and regulatory guidelines... of contact for regulatory authorities Ensuring all departments are in compliance with regulatory requirements Reporting directly to the...