REGULATORY COMPLIANCE OFFICER jobs in ENGLAND, United Kingdom #6

Compliance seeks a Compliance Officer to support PGIM Marketing Compliance. Based in London, you will be part of the team... provision of advice and training to businesses and Compliance colleagues on regulatory matters pertaining to marketing issues...

MERJE has collaborated with a leading Insurance Broker, and we are actively seeking a Compliance Monitoring Officer... to join the Central Compliance team. In this role, you will be responsible for: Contributing to specific initiatives/projects...

Our client is looking for a Compliance Officer to review cases completed by their Financial Advice team. This role... their financial goals. Full training will be provided. Role Responsibilities: Ensure client files are in compliance...

: £300.00 - £500.00 Per day Job Description: The Compliance Assurance Officer plays a vital role in ensuring regulatory compliance within the...Job Title: Compliance Assurance Officer Location: Can be based anywhere in the following reagions; Nottingham, Derby...

Job Description Compliance officer Our client a well-established law firm in the Top Legal 500 based in Colchester..., are actively recruiting for an experienced Compliance Officer to join their Operations team to support the Head of Client Services...

Skill Set Compliance, File Checker, Compliance Officer, Financial Planning A highly successful and award winning... chartered financial planning practice is looking for a Compliance Officer / File Checker to join its team. Reporting to the...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

Compliance Monitoring Officer My client is an independent insurance brokerage specialising in a number of niche... sectors. They are currently seeking a Compliance Monitoring Officer to join their Operations Department...

Compliance/Intelligence Officer (Fire Safety) Location: West Midlands Start: July 2023 Rate: £30 - £35ph Umbrella... skilled and motivated Compliance Officer to join their team. This position will primarily focus on fire safety compliance...

Fleet Compliance Officer Based in Preston Salary £35-£50k The opportunity: This is your chance to bring... these events happen. As the Fleet Compliance Officer, you will be responsible for making sure that the business is fully...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... constrained situations Provide leadership and compliance input to regulatory change management Deliver timely and robustly...

COMPLIANCE OFFICER LEEDS + HYBRID WORKING SALARY UP TO £35,000 THE OPPORTUNITY: Join an exciting insurance... provision of consistent and reliable Compliance advice to the business on a broad range of regulatory matters and to explain the...

Controls and Trade Compliance Officer. The Export Controls and Trade Compliance Officer will play a vital role in ensuring... orders to confirm compliance with export regulatory requirements. Provide trade compliance expertise and support to internal...

Compliance Officer, Stockport 70,000-80,000 Type: Permanent Reports to: Executive Committee My client is a hugely... well respected and successful Financial Services Partner who is looking for a skilled and qualified Compliance Officer to assist them...

looking for a Compliance Officer, to provide second line of defence (2LoD) regulatory compliance advice and guidance, as well as oversight... and effectively manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...

looking for a Senior Compliance Monitoring Officer to provide second line of defence (2LoD) regulatory compliance oversight over 1LoD... manage their regulatory compliance and conduct related risks (including the delivery of good customer outcomes). Key...