REGULATORY COMPLIANCE OFFICER jobs in United Kingdom #9

: We are looking for a regulatory professional to support the CCP Compliance team. You will work closely with the LME Clear Chief Compliance Officer... regulatory bodies including the Bank of England, the FCA, and the various overseas authorities. Compliance: Working...

Chief Compliance and Risk Officer and working closely with the executive leadership team. This is an excellent opportunity... compliance and regulatory affairs team. You will manage a small team of compliance and risk professionals and have overall...

in a high growth company and sector, reporting into their highly regarded Chief Compliance and Risk Officer and working... Lead Regulatory Counsel on all work and advising the Compliance team and the wider business on strategic projects...

: Edinburgh Job Title: Regulatory Affairs Officer/ Senior Officer Location: Near Edinburgh, Scotland, UK Remuneration... Regulatory Affairs Department. In this role as a Regulatory Affairs Officer/ Senior Officer, you will be responsible for building...

: Designated Business Reporting officer for Compliance Operational Risk Self-Assessment reporting Carry out regulatory and various..., by completing delegated tasks and providing cover for the Head of Compliance. Summarising regulatory publications and legal...

role of the Compliance Officer is to assist the Quality Assurance and Regulatory Affairs Manager and wider team with the...Compliance Officer Outskirts of Tonbridge, Kent £25,000pa – £30,000pa + Bonus, Healthcare, 24 days holiday + BH...

To assist and support the Head of Risk and Compliance who reports to the Chief Operating Officer, to ensure that the... firm and individuals within the firm practice and promote the highest standards of legal and regulatory compliance...

operations and the regulatory environment. Formally reporting to the Compliance Officer - Assurance the candidate is expected... regulation Experience of working within the Compliance / Regulatory function of a General Insurer Articulate...

Compliance team that covers Investment, Product, Client Group, Marketing and Regulatory initiatives. The individual... to the Chief Risk Officer. The Compliance team located in the UK covers Investment, Product, Client Group, Financial Crime...

Incredible knowledge of SRA Standards and Regulations Experience of regulatory compliance within a legal landscape What's in... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

Incredible knowledge of SRA Standards and Regulations Experience of regulatory compliance within a legal landscape What's in... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

evaluation and examination of the adequacy of internal controls Responsibilities: Act as a compliance officer for the UK... privacy and financial services regulations. Previous experience within a compliance officer or risk manager position...

the ongoing regulatory and change programs by acting as the FCA compliance expert Prepare and submit regulatory reports... about emerging compliance trends and best practices Create and comment on compliance MI that feeds into the Compliance Officer...

for all Security Governance, Risk Management and Compliance aspects. Reporting to the Chief Information Security Officer (CISCO... compliance with applicable laws, regulations and industry standards. Stay current with evolving regulatory requirements...

Job Description Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services... has become available for a Compliance Officer with a bias towards Consumer Duty to join the team. As the Consumer Duty Specialist in the business...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Job Summary - Head of Compliance & Money Laundering Reporting Officer You will play a crucial role in ensuring Saible achieves...

Job Description Data Compliance Specialist Permanent Remote - United Kingdom £50,000 - £54,000 per annum I am... Compliance Specialist. This is a fully home based role with very occasional travel (circa once a quarter) for team meetings...