REGULATORY COMPLIANCE OFFICER jobs in United Kingdom #13

To assist and support the Head of Risk and Compliance who reports to the Chief Operating Officer, to ensure that the... firm and individuals within the firm practice and promote the highest standards of legal and regulatory compliance...

operations and the regulatory environment. Formally reporting to the Compliance Officer - Assurance the candidate is expected... regulation Experience of working within the Compliance / Regulatory function of a General Insurer Articulate...

Incredible knowledge of SRA Standards and Regulations Experience of regulatory compliance within a legal landscape What's in... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

Incredible knowledge of SRA Standards and Regulations Experience of regulatory compliance within a legal landscape What's in... relevant - Compliance Officer Legal Practice - Head of Compliance - Compliance Lead - Legal Compliance Manager - Director...

the ongoing regulatory and change programs by acting as the FCA compliance expert Prepare and submit regulatory reports... about emerging compliance trends and best practices Create and comment on compliance MI that feeds into the Compliance Officer...

Job Description Compliance Officer / Consumer Duty - City, London Our client is an award-winning financial services... has become available for a Compliance Officer with a bias towards Consumer Duty to join the team. As the Consumer Duty Specialist in the business...

Head of Compliance & Money Laundering Reporting Officer - Birmingham or London, UK (hybrid) Salary: up... Job Summary - Head of Compliance & Money Laundering Reporting Officer You will play a crucial role in ensuring Saible achieves...

Job Description Data Compliance Specialist Permanent Remote - United Kingdom £50,000 - £54,000 per annum I am... Compliance Specialist. This is a fully home based role with very occasional travel (circa once a quarter) for team meetings...

understanding of financial institutions with scope to learn from senior compliance colleagues. The intern will help with the... their monitoring abilities. Also assist with producing MI/KPIs to relay back to senior Compliance management for reporting purposes...

London. In this role, you will oversee the firm's compliance efforts and provide leadership in adhering to regulatory... comprehensive risk mitigation strategies, processes, and frameworks to ensure regulatory compliance and protect the firm...

, and they are looking for a Compliance Advisory Officer to advise the front office on their regulatory requirements. This is a VP grade position... Investment Banking client to find a new Compliance Advisory Officer. Our client is a top UK banking group...

Compliance, to join our high-performing UK Risk and Compliance team. You will report to the PPUK Chief Compliance & Risk Officer... company while assuring sustained regulatory compliance. Job Description: You will provide visible and engaging leadership...

and implementation of the Group's Compliance strategy. Key responsibilities: Perform the role of nominated Compliance Officer... and Money Laundering Compliance Officer for Aztec Jersey regulated and supervised entities Provide thought leadership...

and implementation of the Group's Compliance strategy. Key responsibilities: Perform the role of nominated Compliance Officer... and Money Laundering Compliance Officer for Aztec Jersey regulated and supervised entities Provide thought leadership...

Officer (MLRO) to join our team in the UK, who will report to the regional Chief Compliance Officer for Europe. You will drive... implementation of compliance control, processes and required operations under the regulatory and AML/CTF programs. The...

that the company operates in full compliance with all legal and regulatory standards, as well as adhering to internal policies... within their organisation, offering opportunities to advance to roles such as Director of Compliance and ultimately Chief Compliance Officer...

and frameworks to ensure regulatory compliance and protect the firm from potential losses. Analysing changes in regulatory... as a point of escalation for complaints handling. Collaborating with the firm's Data Protection Officer to ensure compliance...