REGULATORY COMPLIANCE MONITORING AND jobs in United Kingdom #11

Job Title: Senior Compliance Manager Monitoring Working Pattern: Monday to Friday (36.25 per week) Salary... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

Job Title: Senior Compliance Manager Monitoring Working Pattern: Monday to Friday (36.25 per week) Salary... Committee's on assurance activity and progress against the Compliance Monitoring Plan. Deputising for the Head of Compliance...

. Job Description As a Data Protection Compliance Officer, you will support the Group Data Protection Officer (DPO) through the independent... assurance assessment of Together’s compliance with the UK General Data Protection Regulations (UK GDPR), the Data Protection Act...

regulatory regimes in the UK and join a supportive and friendly Compliance team working in a collaborative environment. The...; Assist in preparing and submitting FCA returns; Develop and deliver the compliance monitoring programme, Develop the...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... to offer comprehensive regulatory and compliance support to financial services organisations internationally [alongside Newgate, Ocorian...

responsibilities Hold regulatory function (SMF16) for Compliance Oversight for EIO, MIC, BIC, ELL and other Group firms as agreed... objectives and strategic development Ensure that appropriate compliance monitoring and reporting frameworks are in place...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... to offer comprehensive regulatory and compliance support to financial services organisations internationally [alongside Newgate, Ocorian...

​Our Client Rutherford have been mandated on a brilliant opportunity for a Compliance Analyst to join our global, UK... headquartered hedge fund client's Portfolio Risk Team. Reporting into the Head of Investment Compliance who is based in London, the...

into business-as-usual processes Check and ensure that all departmental procedures are current and in compliance with regulatory...We are currently searching for an experienced Senior Financial Crime Compliance Officer with a deep understanding...

Technical Compliance Engineer Cardiff Permanent Salary - £40k - 50k Hours - Monday to Thursday 8:00am - 4:30pm... Compliance Engineer to join their team! Essential Qualified to degree level in Engineering or science discipline...

We are seeking an experienced Trade Compliance Director; EMEA – Supply chain supporting the CSL Enterprise Business... for the continued development and maintenance of CSL’s world-class regional import-export compliance program. The focus...

company-wide adherence to regulatory standards and compliance/transaction monitoring. Ensure compliance with transaction.... Maintain a strong relationship and provide guidance in relation to transaction monitoring criteria. Graduate Compliance...

to prevent exposing the firm to the consequence of non-compliance such as fines, regulatory sanction, litigation.... Knowledge of industry-specific compliance requirements. Experience in managing relationships with external regulatory agencies...

, banking, operational, and regulatory environment. Conducts th hiring, training, and performance management of team managers.... Drives various global projects to advance the Monitoring Risk Management Program. Leads Strategic Program Implementations...

on Compliance, regulatory and reputational risks related to products, cross-border activities, suitability, conflicts, client... and implementing Compliance Monitoring/Surveillance Controls for the IPB UK businesses and undertaking ad-hoc and key Compliance...

Are you ready to make a difference in ensuring regulatory adherence within a dynamic environment? Do you thrive in... a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance Officer...

Closing date 21 Jun 2024 23:59 Are you ready to make a difference in ensuring regulatory adherence within a dynamic environment...? Do you thrive in a fast-paced workplace where every day brings new challenges? Look no further! We're seeking a talented Compliance...