REGULATORY COMPLIANCE ADVISORY jobs in LONDON, United Kingdom

from maternity leave they will lead compliance with our conduct regulatory requirements for both our investments and payment... SME for prudential and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G...

lines or other members of the Client Advisory team. Enhancing own understanding of regulatory landscape and offers learning... promotions and compliance reviews. Developing deep relationships with the portfolio of clients and meeting their needs...

to join our Regulatory Advisory practice, part of the Financial Services Group (FSG). This opportunity will develop and grow your career.... A look into the role As a Regulatory Advisory Senior Manager/Associate Director within our Regulatory Advisory team...

matters as required. To work principally with the Head of Public Markets Compliance Advisory, and Deputy Head of Group.... Demonstrable experience of Public Markets Compliance. Demonstrable experience of dealing with the regulatory change agenda, and in...

that our commodities trading activities are conducted in full compliance with regulatory requirements and industry standards. What role... compliance with internal policies, procedures, and external regulatory requirements. You will play a critical role is advising...

team you’ll work with: Sitting within the Compliance function, our compliance advisory team help to ensure the business... and constructive approach to providing advice and compliance risk oversight. The value you’ll add: As a compliance advisory manager...

employee development and deliver the goals of the Firm wide Risk organization. As a Markets Advisory Compliance Officer... - Vice President within Compliance Advisory Team, you will act as subject matter expert for regulations that apply to the...

Compliance you will Work closely with the first line to provide advice to the business on regulatory requirements related...Who we are looking for The State Street Global Advisors is seeking a talented individual to join our UK Advisory...

My client is a global financial services firm. Role Overview: My client is seeking a Markets Advisory Compliance.... This role involves offering clear and timely regulatory advice, supporting business initiatives, promoting a compliance culture...

region. As Markets Advisory Compliance - Vice President within Markets Compliance team, you will be covering Commodities...Job Description: With a diverse department of Compliance professionals supporting all lines of our business...

effectively through the complexity of the regulatory environment. This is a senior role within the Compliance Team, reporting... to the Head of Compliance (SMF16), and is responsible for leading on banking, payments and general compliance advisory...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... approval applications, AR returns and other regulatory returns. Undertaking compliance monitoring tasks such as: Review...

legal issues including advisory and contentious matters, market studies, M&A, regulatory consultations, and compliance... documents and ensure seamless collaboration within the Legal, Regulatory, and Compliance teams. The skills you'll need...

Company Description Fund services | Corporate | Capital markets | Private client | Regulatory & Compliance We help... approval applications, AR returns and other regulatory returns. Undertaking compliance monitoring tasks such as: Review...

Specification: Proven experience in managing regulatory compliance in a professional services setting Sound understanding...My client is an independent advisory firm based in St Paul's, with an office requirement of 2-3 days per week...

. Your Next Exciting Role This is an existing role at Nium, Nium Europe is looking to expand its local Regulatory Compliance team..., and implementing remediation efforts as needed Conduct risk assessments related to regulatory compliance and develop strategies...

they will lead compliance with our conduct regulatory requirements for both our investments and payment businesses in the UK... and investment regulatory advisory and policy for our UK investments business. Including IFPR, MIFIDPRU, SYSC 19G and CASS. Handle...